| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Wellesley Asset Management | 500 | 500 | 0.00% | PRN | |
| 2 | UBS Group AG | 1,000 | 1,000 | 0.00% | PRN | |
| 3 | CITIGROUP INC | 2,000 | 2,000 | 0.00% | PRN | |
| 4 | ENVESTNET ASSET MANAGEMENT INC | 5 | 5,000 | 0.00% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 10,000 | 10,000 | 0.01% | PRN | |
| 6 | BNP PARIBAS FINANCIAL MARKETS | 10,000 | 10,175 | 0.01% | PRN | |
| 7 | Creative Planning | 11,000 | 11,000 | 0.01% | PRN | |
| 8 | Raymond James Financial Services Advisors, Inc. | 17,000 | 17,000 | 0.01% | PRN | |
| 9 | Man Investments (CH) AG | 500,000 | 512,000 | 0.43% | PRN | |
| 10 | GRATIA CAPITAL, LLC | 1,000,000 | 1,018,000 | 0.85% | PRN | |
| 11 | JPMORGAN CHASE & CO | 1,165,000 | 1,192,000 | 1.00% | PRN | |
| 12 | PROSPECTOR PARTNERS LLC | 1,890,000 | 1,923,000 | 1.61% | PRN | |
| 13 | PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE | 2,000,000 | 2,030,000 | 1.70% | PRN | |
| 14 | K2 PRINCIPAL FUND, L.P. | 2,153 | 2,204,000 | 1.84% | PRN | |
| 15 | Bank of New York Mellon Corp | 2,800,000 | 2,867,000 | 2.40% | ||
| 16 | Neuberger Berman Group LLC | 3,440,000 | 3,500,000 | 2.93% | PRN | |
| 17 | OAKTREE CAPITAL MANAGEMENT LP | 4,400,000 | 4,456,000 | 3.73% | PRN | |
| 18 | SSI INVESTMENT MANAGEMENT LLC | 4,500,000 | 4,578,000 | 3.83% | PRN | |
| 19 | WELLS FARGO & COMPANY/MN | 4,650,000 | 4,731,000 | 3.96% | PRN | |
| 20 | NOMURA HOLDINGS INC | 5,000,000 | 5,093,000 | 4.26% | PRN | |
| 21 | CITADEL ADVISORS LLC | 5,000,000 | 5,118,000 | 4.28% | PRN | |
| 22 | CREDIT SUISSE AG/ | 5,733,000 | 5,833,000 | 4.88% | PRN | |
| 23 | Calamos Advisors LLC | 6,000,000 | 6,141,000 | 5.13% | PRN | |
| 24 | WEDBUSH SECURITIES INC | 87,000 | 8,852,000 | 7.40% | ||
| 25 | GLAZER CAPITAL, LLC | 15,000,000 | 15,263,000 | 12.76% | PRN | |
| 26 | Indaba Capital Management, L.P. | 16,625,000 | 17,036,000 | 14.24% | PRN | |
| 27 | STEELHEAD PARTNERS LLC | 26,600,000 | 27,199,000 | 22.74% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
