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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 43 Institutional holders with a total value of $123,209,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 15 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Creative Planning 642 16,000 0.01%
4 US BANCORP \DE\ 793 20,000 0.02%
5 PARALLEL ADVISORS, LLC 1,121 29,000 0.02%
6 IFP ADVISORS, INC 1,740 44,000 0.04%
7 EDMOND DE ROTHSCHILD HOLDING S.A. 2,000 51,000 0.04%
8 ROYAL BANK OF CANADA 4,017 102,000 0.08%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,633 118,000 0.10%
10 NEXT Financial Group, Inc 5,608 142,000 0.12%
11 ENVESTNET ASSET MANAGEMENT INC 5,842 148,000 0.12%
12 Mariner, LLC 8,000 203,000 0.16%
13 IFC Holdings Incorporated/FL 8,321 210,000 0.17%
14 Private Advisor Group, LLC 8,527 213,000 0.17%
15 Commonwealth Equity Services, Inc 8,973 228,000 0.19%
16 FIRST CAPITAL ADVISORS GROUP, LLC. 9,157 233,000 0.19%
17 GENEOS WEALTH MANAGEMENT INC. 11,193 284,000 0.23%
18 CAPITAL INVESTMENT ADVISORY SERVICES, LLC 12,183 309,000 0.25%
19 CWM, LLC 12,782 325,000 0.26%
20 JANE STREET GROUP, LLC 13,219 336,000 0.27%
21 HighTower Advisors, LLC 18,186 462,000 0.37%
22 FIFTH THIRD BANCORP 18,844 478,000 0.39%
23 MML INVESTORS SERVICES, INC. 29,663 753,000 0.61%
24 Cambridge Investment Research Advisors, Inc. 30,299 769,000 0.62%
25 ADVISOR GROUP, INC. 34,060 865,000 0.70%
26 RAYMOND JAMES & ASSOCIATES 40,493 1,028,000 0.83%
27 Sterling Capital Management LLC 42,787 1,086,000 0.88%
28 SCOTIA CAPITAL INC. 43,576 1,106,000 0.90%
29 AMERIPRISE FINANCIAL INC 54,769 1,396,000 1.13%
30 Cetera Advisor Networks LLC 58,520 1,486,000 1.21%
31 LPL Financial LLC 64,839 1,646,000 1.34%
32 INVESTMENT CENTERS OF AMERICA INC 68,298 1,734,000 1.41%
33 UBS Group AG 80,417 2,042,000 1.66%
34 GOLDMAN SACHS GROUP INC 105,284 2,673,000 2.17%
35 RPG INVESTMENT ADVISORY, LLC 148,517 3,771,000 3.06%
36 STIFEL FINANCIAL CORP 166,703 4,234,000 3.44%
37 WELLS FARGO & COMPANY/MN 211,776 5,377,000 4.36%
38 Dynamic Advisor Solutions LLC 224,342 5,696,000 4.62%
39 BANK OF AMERICA CORP /DE/ 263,931 6,702,000 5.44%
40 AE WEALTH MANAGEMENT LLC 303,262 7,700,000 6.25%
41 Simplicity Solutions, LLC 303,945 7,717,000 6.26%
42 MORGAN STANLEY 550,238 13,970,000 11.34%
43 QS Investors, LLC 1,871,090 47,507,000 38.56%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.