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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 53 Institutional holders with a total value of $98,908,572.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Creative Planning 37 1,000 0.00%
3 ADVANTAGE INVESTMENT MANAGEMENT, LLC 94 3,000 0.00%
4 NEWFOUND RESEARCH LLC 112 3,000 0.00%
5 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 100 3,000 0.00%
6 Transamerica Financial Advisors, LLC 134 5,000 0.01%
7 ASSET DEDICATION, LLC 300 9,000 0.01%
8 MANUFACTURERS LIFE INSURANCE COMPANY, THE 400 12,000 0.01%
9 RPG FAMILY WEALTH ADVISORY, LLC 409 12,572 0.01%
10 VALLEY NATIONAL ADVISERS INC 476 15,000 0.02%
11 UBS Group AG 592 18,000 0.02%
12 IHT WEALTH MANAGEMENT, LLC 724 19,000 0.02%
13 CITIGROUP INC 700 22,000 0.02%
14 BANK OF MONTREAL /CAN/ 795 24,000 0.02%
15 ROYAL BANK OF CANADA 911 28,000 0.03%
16 JPMORGAN CHASE & CO 995 31,000 0.03%
17 Exchange Capital Management, Inc. 1,174 36,000 0.04%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,397 43,000 0.04%
19 IFP ADVISORS, INC 2,606 80,000 0.08%
20 Orion Porfolio Solutions, LLC 2,708 83,000 0.08%
21 ADVISOR GROUP, INC. 5,529 170,000 0.17%
22 WELLS FARGO & COMPANY/MN 10,176 312,000 0.32%
23 Ancora Advisors LLC 10,728 329,000 0.33%
24 MML INVESTORS SERVICES, INC. 11,732 361,000 0.36%
25 Argent Trust Co 12,000 369,000 0.37%
26 ENVESTNET ASSET MANAGEMENT INC 13,739 423,000 0.43%
27 TOWER SQUARE INVESTMENT MANAGEMENT, LLC 15,841 487,000 0.49%
28 GOLDMAN SACHS GROUP INC 16,116 495,000 0.50%
29 RAYMOND JAMES & ASSOCIATES 19,181 590,000 0.60%
30 First Allied Advisory Services, Inc. 19,117 592,000 0.60%
31 Raymond James Financial Services Advisors, Inc. 21,475 660,000 0.67%
32 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 23,565 724,000 0.73%
33 SG Americas Securities, LLC 27,853 856,000 0.87%
34 LEVEL FOUR ADVISORY SERVICES, LLC 39,365 1,182,000 1.20%
35 LPL Financial LLC 44,099 1,356,000 1.37%
36 Commonwealth Equity Services, Inc 45,037 1,384,000 1.40%
37 AXA S.A. 48,570 1,493,000 1.51%
38 Cambridge Investment Research Advisors, Inc. 49,449 1,520,000 1.54%
39 Hilltop Holdings Inc. 52,469 1,613,000 1.63%
40 Cetera Advisor Networks LLC 64,191 1,973,000 1.99%
41 AVIANCE CAPITAL MANAGEMENT, LLC 67,113 2,063,000 2.09%
42 FUSION FAMILY WEALTH, LLC 69,936 2,150,000 2.17% SH
43 PROFICIO CAPITAL PARTNERS LLC 73,389 2,258,000 2.28%
44 ACKERMAN CAPITAL ADVISORS, LLC 87,323 2,684,000 2.71%
45 Carroll Financial Associates, Inc. 93,787 2,883,000 2.91%
46 Clark Capital Management Group, Inc. 97,492 2,997,000 3.03%
47 BANK OF AMERICA CORP /DE/ 107,879 3,316,000 3.35%
48 AMERIPRISE FINANCIAL INC 146,256 4,496,000 4.55%
49 WealthTrust Fairport, LLC 195,760 6,018,000 6.08%
50 BANK OF STOCKTON 267,822 8,231,000 8.32%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.