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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 53 Institutional holders with a total value of $98,908,572.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 624,453 19,196,000 19.41%
2 RESOURCES INVESTMENT ADVISORS, INC. 531,202 16,329,000 16.51%
3 Stonehearth Capital Management, LLC 291,180 8,951,000 9.05%
4 BANK OF STOCKTON 267,822 8,231,000 8.32%
5 WealthTrust Fairport, LLC 195,760 6,018,000 6.08%
6 AMERIPRISE FINANCIAL INC 146,256 4,496,000 4.55%
7 BANK OF AMERICA CORP /DE/ 107,879 3,316,000 3.35%
8 Clark Capital Management Group, Inc. 97,492 2,997,000 3.03%
9 Carroll Financial Associates, Inc. 93,787 2,883,000 2.91%
10 ACKERMAN CAPITAL ADVISORS, LLC 87,323 2,684,000 2.71%
11 PROFICIO CAPITAL PARTNERS LLC 73,389 2,258,000 2.28%
12 FUSION FAMILY WEALTH, LLC 69,936 2,150,000 2.17% SH
13 AVIANCE CAPITAL MANAGEMENT, LLC 67,113 2,063,000 2.09%
14 Cetera Advisor Networks LLC 64,191 1,973,000 1.99%
15 Hilltop Holdings Inc. 52,469 1,613,000 1.63%
16 Cambridge Investment Research Advisors, Inc. 49,449 1,520,000 1.54%
17 AXA S.A. 48,570 1,493,000 1.51%
18 Commonwealth Equity Services, Inc 45,037 1,384,000 1.40%
19 LPL Financial LLC 44,099 1,356,000 1.37%
20 LEVEL FOUR ADVISORY SERVICES, LLC 39,365 1,182,000 1.20%
21 SG Americas Securities, LLC 27,853 856,000 0.87%
22 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 23,565 724,000 0.73%
23 Raymond James Financial Services Advisors, Inc. 21,475 660,000 0.67%
24 First Allied Advisory Services, Inc. 19,117 592,000 0.60%
25 RAYMOND JAMES & ASSOCIATES 19,181 590,000 0.60%
26 GOLDMAN SACHS GROUP INC 16,116 495,000 0.50%
27 TOWER SQUARE INVESTMENT MANAGEMENT, LLC 15,841 487,000 0.49%
28 ENVESTNET ASSET MANAGEMENT INC 13,739 423,000 0.43%
29 Argent Trust Co 12,000 369,000 0.37%
30 MML INVESTORS SERVICES, INC. 11,732 361,000 0.36%
31 Ancora Advisors LLC 10,728 329,000 0.33%
32 WELLS FARGO & COMPANY/MN 10,176 312,000 0.32%
33 ADVISOR GROUP, INC. 5,529 170,000 0.17%
34 Orion Porfolio Solutions, LLC 2,708 83,000 0.08%
35 IFP ADVISORS, INC 2,606 80,000 0.08%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,397 43,000 0.04%
37 Exchange Capital Management, Inc. 1,174 36,000 0.04%
38 JPMORGAN CHASE & CO 995 31,000 0.03%
39 ROYAL BANK OF CANADA 911 28,000 0.03%
40 BANK OF MONTREAL /CAN/ 795 24,000 0.02%
41 CITIGROUP INC 700 22,000 0.02%
42 IHT WEALTH MANAGEMENT, LLC 724 19,000 0.02%
43 UBS Group AG 592 18,000 0.02%
44 VALLEY NATIONAL ADVISERS INC 476 15,000 0.02%
45 RPG FAMILY WEALTH ADVISORY, LLC 409 12,572 0.01%
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 400 12,000 0.01%
47 ASSET DEDICATION, LLC 300 9,000 0.01%
48 Transamerica Financial Advisors, LLC 134 5,000 0.01%
49 NEWFOUND RESEARCH LLC 112 3,000 0.00%
50 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 100 3,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.