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IQ AUSTRALIA SMALL CAP ETF
IQ AUSTRALIA SMALL CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 8 Institutional holders with a total value of $1,210,731.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NATIONAL PLANNING CORP 700 10,731 0.89%
3 ROYAL BANK OF CANADA 697 11,000 0.91%
4 Hillsdale Investment Management Inc. 685 11,000 0.91%
5 BANK OF AMERICA CORP /DE/ 1,888 29,000 2.40%
6 MORGAN STANLEY 7,026 109,000 9.00%
7 Virtu KCG Holdings LLC 21,359 332,000 27.42%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 45,558 708,000 58.48%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.