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ISHARES TR 3YRTB ETF
ISHARES TR 3YRTB ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 46 Institutional holders with a total value of $101,839,836.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 2 0 0.00%
2 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 34 3,000 0.00%
3 MSI Financial Services Inc 40 4,000 0.00%
4 Capital Analysts, LLC 50 4,792 0.00%
5 Lehman Financial Resources, Inc. 54 5,000 0.00%
6 NEW ENGLAND SECURITIES CORP /MA/ 70 7,000 0.01%
7 WFG Advisors, LP 79 8,000 0.01%
8 CITIGROUP INC 82 8,000 0.01%
9 TRUST CO OF VERMONT 115 11,000 0.01%
10 Winslow, Evans & Crocker, Inc. 140 13,419 0.01%
11 JAMES INVESTMENT RESEARCH, INC. 200 19,000 0.02% PRN
12 First Horizon Advisors, Inc. 246 23,000 0.02%
13 Antonetti Capital Management LLC 912 87,000 0.09%
14 Creative Planning 2,423 232,000 0.23%
15 PARK NATIONAL CORP /OH/ 2,500 239,625 0.24%
16 CAPSTONE ASSET MANAGEMENT CO 2,800 268,000 0.26%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,486 334,000 0.33%
18 BUCKINGHAM STRATEGIC WEALTH, LLC 3,500 335,000 0.33%
19 HM PAYSON & CO 3,639 349,000 0.34%
20 Veritable, L.P. 4,485 430,000 0.42%
21 Long Wharf Investors, Inc. 4,510 432,000 0.42%
22 UBS AG 4,615 442,000 0.43%
23 AMERIPRISE FINANCIAL INC 4,684 449,000 0.44%
24 Courage Miller Partners, LLC 5,335 511,000 0.50%
25 Orion Porfolio Solutions, LLC 5,600 537,000 0.53%
26 Twele Capital Management, Inc. 5,700 546,000 0.54%
27 UNITED CAPITAL FINANCIAL ADVISORS, LLC 7,834 751,000 0.74%
28 Brookstone Capital Management 9,702 930,000 0.91%
29 ROYAL BANK OF CANADA 10,842 1,039,000 1.02%
30 KEYBANK NATIONAL ASSOCIATION/OH 11,802 1,131,000 1.11%
31 ENVESTNET ASSET MANAGEMENT INC 13,229 1,268,000 1.25%
32 Bluefin Trading, LLC 15,849 1,500,000 1.47%
33 Citizens Business Bank 17,905 1,714,000 1.68%
34 Evanson Asset Management, LLC 19,257 1,846,000 1.81%
35 Regal Investment Advisors LLC 20,376 1,953,000 1.92%
36 Gerstein Fisher 21,117 2,024,000 1.99%
37 Commonwealth Equity Services, Inc 27,288 2,616,000 2.57%
38 FCA CORP /TX 27,682 2,653,000 2.61%
39 LVZ, Inc. 37,960 3,638,000 3.57%
40 KANALY TRUST CO 39,565 3,792,000 3.72%
41 LPL Financial LLC 51,115 4,899,000 4.81%
42 JANE STREET GROUP, LLC 79,142 7,586,000 7.45%
43 BANK OF AMERICA CORP /DE/ 94,922 9,099,000 8.93%
44 MORGAN STANLEY 120,772 11,576,000 11.37%
45 Morningstar Investment Services LLC 177,991 17,060,000 16.75%
46 WELLS FARGO & COMPANY/MN 203,106 19,467,000 19.12%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.