| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROYAL BANK OF CANADA | 1,060 | 26,000 | 0.08% | ||
| 2 | Creative Planning | 2,025 | 50,000 | 0.16% | ||
| 3 | ENVESTNET ASSET MANAGEMENT INC | 3,277 | 81,000 | 0.25% | ||
| 4 | CRIBSTONE CAPITAL MANAGEMENT, LLC | 3,400 | 84,000 | 0.26% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,000 | 99,000 | 0.31% | ||
| 6 | OPPENHEIMER ASSET MANAGEMENT INC. | 9,439 | 233,000 | 0.73% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 11,716 | 289,000 | 0.90% | ||
| 8 | Willow Creek Wealth Management Inc. | 14,767 | 364,000 | 1.14% | ||
| 9 | WOLVERINE TRADING LP /BD | 17,088 | 422,000 | 1.32% | ||
| 10 | HighTower Advisors, LLC | 23,521 | 570,000 | 1.78% | PRN | |
| 11 | AMERIPRISE FINANCIAL INC | 27,794 | 686,000 | 2.14% | ||
| 12 | MORGAN STANLEY | 37,752 | 932,000 | 2.91% | ||
| 13 | CITADEL ADVISORS LLC | 45,519 | 1,123,000 | 3.51% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 57,123 | 1,410,000 | 4.41% | ||
| 15 | Virtu KCG Holdings LLC | 57,907 | 1,429,000 | 4.47% | ||
| 16 | UBS Group AG | 183,518 | 4,529,000 | 14.15% | ||
| 17 | BlackRock Finance, Inc. | 240,000 | 5,923,000 | 18.51% | ||
| 18 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 557,024 | 13,747,000 | 42.96% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
