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LAZARD WORLD DIVID & INCOME
LAZARD WORLD DIVID & INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 24 Institutional holders with a total value of $34,896,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 1,652,967 18,216,000 52.20%
2 RAYMOND JAMES & ASSOCIATES 349,016 3,846,000 11.02%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 221,974 2,446,000 7.01%
4 MORGAN STANLEY 167,854 1,850,000 5.30%
5 WELLS FARGO & COMPANY/MN 127,605 1,406,000 4.03%
6 UBS Group AG 85,888 946,000 2.71%
7 Cetera Advisor Networks LLC 82,297 901,000 2.58%
8 STIFEL FINANCIAL CORP 65,988 729,000 2.09%
9 BRINKER CAPITAL INC 63,069 695,000 1.99%
10 Saba Capital Management, L.P. 61,223 675,000 1.93%
11 PNC FINANCIAL SERVICES GROUP, INC. 49,856 549,000 1.57%
12 Raymond James Financial Services Advisors, Inc. 47,842 527,000 1.51%
13 Shaker Financial Services, LLC 39,937 440,000 1.26%
14 CORNERSTONE ADVISORS INC 29,236 322,000 0.92%
15 BANK OF AMERICA CORP /DE/ 26,026 287,000 0.82%
16 Bulldog Investors, LLP 24,606 271,000 0.78%
17 DOLIVER ADVISORS, LP 16,734 184,000 0.53%
18 ICON ADVISERS INC/CO 14,353 158,000 0.45%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,904 153,000 0.44%
20 LPL Financial LLC 10,083 111,000 0.32%
21 ROYAL BANK OF CANADA 9,816 108,000 0.31%
22 ADVISOR GROUP, INC. 6,400 71,000 0.20%
23 QCI ASSET MANAGEMENT INC/NY 420 5,000 0.01%
24 CITIGROUP INC 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.