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ROCHE HOLDING LTD SPONSORED
ROCHE HOLDING LTD SPONSORED. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 147 Institutional holders with a total value of $1,377,425,739.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 108 4,050 0.00%
2 Archford Capital Strategies, LLC 138 5,175 0.00%
3 American Research & Management Co. 480 18,000 0.00%
4 Dunvegan Associates, Inc. 532 20,000 0.00%
5 Highlander Capital Management, LLC 552 20,699 0.00%
6 Joel Isaacson & Co., LLC 600 23,000 0.00%
7 Hexavest Inc. 696 26,000 0.00%
8 Zions Trust, National Association 800 30,000 0.00%
9 Apriem Advisors 1,000 38,000 0.00%
10 COLONY GROUP LLC 1,174 44,000 0.00%
11 Tarbox Family Office, Inc. 1,200 45,000 0.00%
12 PRIVATE TRUST CO NA 1,495 56,000 0.00%
13 Bartlett & Co. LLC 1,785 67,000 0.00%
14 Estabrook Capital Management 2,000 74,999 0.01%
15 FCM INVESTMENTS/TX 2,880 108,000 0.01%
16 QCI ASSET MANAGEMENT INC/NY 3,400 128,000 0.01%
17 CENTRAL TRUST Co 3,858 145,000 0.01%
18 First Horizon Advisors, Inc. 4,460 161,000 0.01%
19 GOFEN & GLOSSBERG LLC /IL/ 5,336 206,000 0.01%
20 ROBERTS GLORE & CO INC /IL/ 5,690 213,000 0.02%
21 CYPRESS ASSET MANAGEMENT INC/TX 5,720 214,000 0.02%
22 MAI Capital Management 5,921 222,000 0.02%
23 BECK MACK & OLIVER LLC 5,900 223,000 0.02%
24 FULTON BANK, N.A. 6,271 235,000 0.02%
25 Parametric Risk Advisors LLC 6,296 237,000 0.02%
26 MONTAG A & ASSOCIATES INC 6,480 243,000 0.02%
27 FIRST NATIONAL TRUST CO 6,942 260,000 0.02%
28 BANK HAPOALIM BM 7,270 263,000 0.02%
29 DIXON HUBARD FEINOUR & BROWN INC/VA 7,300 275,000 0.02%
30 Stanley-Laman Group, Ltd. 7,400 279,000 0.02%
31 ABNER HERRMAN & BROCK LLC 7,488 282,000 0.02%
32 GAMBLE JONES INVESTMENT COUNSEL 7,584 286,000 0.02%
33 CLIFFORD SWAN INVESTMENT COUNSEL LLC 7,930 299,000 0.02%
34 S&CO INC 8,000 300,000 0.02%
35 Wellington Shields Capital Management, LLC 8,000 302,000 0.02%
36 Ativo Capital Management LLC 8,258 310,000 0.02% SH
37 CITY NATIONAL BANK 8,689 326,000 0.02%
38 GENESEE VALLEY TRUST CO 9,900 371,000 0.03%
39 MONETA GROUP INVESTMENT ADVISORS LLC 10,000 377,000 0.03%
40 TEXAS CAPITAL BANCSHARES INC/TX 10,176 384,000 0.03%
41 GlobalBridge, Inc. 10,953 411,000 0.03%
42 PARSONS CAPITAL MANAGEMENT INC/RI 11,100 419,000 0.03%
43 BAHL & GAYNOR INC 11,100 419,000 0.03%
44 EVERETT HARRIS & CO /CA/ 11,288 426,000 0.03%
45 WESTPORT RESOURCES MANAGEMENT INC 11,982 449,000 0.03%
46 BOSTON ADVISORS LLC 12,192 457,000 0.03%
47 Douglass Winthrop Advisors, LLC 13,350 501,000 0.04%
48 Curi Capital, LLC 13,869 520,000 0.04%
49 WESBANCO BANK INC 14,000 528,000 0.04%
50 LOGAN CAPITAL MANAGEMENT INC 14,224 534,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.