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ROCHE HOLDING LTD SPONSORED
ROCHE HOLDING LTD SPONSORED. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 146 Institutional holders with a total value of $1,299,555,452.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Archford Capital Strategies, LLC 138 5,000 0.00%
2 Lenox Wealth Advisors, LLC 202 7,000 0.00%
3 MassMutual Private Wealth & Trust, FSB 192 7,111 0.00%
4 COLONY GROUP LLC 447 17,000 0.00%
5 American Research & Management Co. 480 18,000 0.00%
6 Apriem Advisors 500 18,000 0.00%
7 Dunvegan Associates, Inc. 532 20,000 0.00%
8 Highlander Capital Management, LLC 552 20,444 0.00%
9 Joel Isaacson & Co., LLC 600 22,000 0.00%
10 Hexavest Inc. 696 26,000 0.00%
11 REILLY FINANCIAL ADVISORS, LLC 702 26,000 0.00%
12 Zions Trust, National Association 800 30,000 0.00%
13 TRUST DEPARTMENT MB FINANCIAL BANK N A 1,200 44,000 0.00%
14 Bartlett & Co. LLC 1,785 66,000 0.01%
15 PRIVATE TRUST CO NA 1,772 66,000 0.01%
16 Estabrook Capital Management 2,000 74,071 0.01%
17 FCM INVESTMENTS/TX 2,880 107,000 0.01%
18 QCI ASSET MANAGEMENT INC/NY 3,400 126,000 0.01%
19 CENTRAL TRUST Co 3,740 139,000 0.01%
20 OAK RIDGE INVESTMENTS LLC 5,410 200,000 0.02%
21 CADENCE BANK NA 5,425 201,000 0.02%
22 MAI Capital Management 5,817 215,000 0.02%
23 First Horizon Advisors, Inc. 5,905 218,000 0.02%
24 BECK MACK & OLIVER LLC 5,900 218,000 0.02%
25 MONTAG A & ASSOCIATES INC 6,480 240,000 0.02%
26 GAMBLE JONES INVESTMENT COUNSEL 7,384 251,000 0.02%
27 WILLIAMS JONES & ASSOCIATES LLC 7,000 259,000 0.02%
28 FULTON BANK, N.A. 7,236 268,000 0.02%
29 FIRST NATIONAL TRUST CO 7,257 269,000 0.02%
30 CLIFFORD SWAN INVESTMENT COUNSEL LLC 7,530 279,000 0.02%
31 ABNER HERRMAN & BROCK LLC 7,748 287,000 0.02%
32 Wellington Shields Capital Management, LLC 8,000 296,000 0.02%
33 Curi Capital, LLC 8,491 314,000 0.02%
34 Convergence Investment Partners, LLC 8,629 320,000 0.02%
35 WESTPORT RESOURCES MANAGEMENT INC 9,290 344,000 0.03%
36 Opus Capital Group, LLC 9,380 347,000 0.03%
37 Peachtree Investment Advisors, Inc. 9,700 359,000 0.03%
38 FRONT BARNETT ASSOCIATES LLC 9,860 365,000 0.03%
39 MONETA GROUP INVESTMENT ADVISORS LLC 10,000 370,000 0.03%
40 GENESEE VALLEY TRUST CO 10,121 375,000 0.03%
41 TEXAS CAPITAL BANCSHARES INC/TX 10,681 395,000 0.03%
42 ROTHSCHILD INVESTMENT LLC /IL 11,020 408,000 0.03%
43 BOSTON ADVISORS LLC 12,067 447,000 0.03%
44 BAHL & GAYNOR INC 12,950 479,000 0.04%
45 Douglass Winthrop Advisors, LLC 13,350 494,000 0.04%
46 PARSONS CAPITAL MANAGEMENT INC/RI 13,350 494,000 0.04%
47 Mechanics Bank Trust Department 14,400 533,000 0.04%
48 EVERETT HARRIS & CO /CA/ 15,513 574,000 0.04%
49 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 15,600 577,000 0.04%
50 FIDGEON TIMOTHY F 15,720 580,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.