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ROCHE HOLDING LTD SPONSORED
ROCHE HOLDING LTD SPONSORED. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 134 Institutional holders with a total value of $1,382,996,721.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 84 2,895 0.00%
2 Lenox Wealth Advisors, LLC 76 3,000 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 94 3,000 0.00%
4 TRUST DEPARTMENT MB FINANCIAL BANK N A 164 6,000 0.00%
5 Hanson & Doremus Investment Management 300 10,000 0.00%
6 COLONY GROUP LLC 340 12,000 0.00%
7 Archford Capital Strategies, LLC 426 16,000 0.00%
8 Apriem Advisors 500 17,000 0.00%
9 PAYDEN & RYGEL 490 17,000 0.00%
10 American Research & Management Co. 480 17,000 0.00%
11 Dunvegan Associates, Inc. 532 18,000 0.00%
12 Highlander Capital Management, LLC 552 19,000 0.00%
13 Joel Isaacson & Co., LLC 600 21,000 0.00%
14 Hexavest Inc. 696 24,000 0.00%
15 Burt Wealth Advisors 751 25,000 0.00%
16 REILLY FINANCIAL ADVISORS, LLC 800 28,000 0.00%
17 ARMBRUSTER CAPITAL MANAGEMENT, INC. 1,180 41,000 0.00%
18 Nelson Capital Management, LLC 1,200 41,000 0.00%
19 FCM INVESTMENTS/TX 1,500 52,000 0.00%
20 Vigilant Capital Management, LLC 1,600 55,000 0.00%
21 MYCIO WEALTH PARTNERS, LLC 1,690 58,000 0.00%
22 Bartlett & Co. LLC 2,000 69,000 0.00%
23 Estabrook Capital Management 2,000 69,031 0.00%
24 QCI ASSET MANAGEMENT INC/NY 3,400 117,000 0.01%
25 First Horizon Advisors, Inc. 3,758 129,000 0.01%
26 CENTRAL TRUST Co 5,374 185,000 0.01%
27 BECK MACK & OLIVER LLC 5,900 203,000 0.01%
28 Waldron Private Wealth LLC 6,190 213,000 0.02%
29 QUADRANT CAPITAL GROUP LLC 6,560 222,000 0.02%
30 MONTAG A & ASSOCIATES INC 6,480 224,000 0.02%
31 WESTPORT RESOURCES MANAGEMENT INC 6,580 227,000 0.02%
32 DOHENY ASSET MANAGEMENT /CA 7,000 242,000 0.02%
33 MAI Capital Management 7,181 248,000 0.02%
34 CLIFFORD SWAN INVESTMENT COUNSEL LLC 7,565 261,000 0.02%
35 FULTON BANK, N.A. 7,983 275,000 0.02%
36 Mechanics Bank Trust Department 8,431 291,000 0.02%
37 Opus Capital Group, LLC 8,935 308,000 0.02%
38 Wellington Shields Capital Management, LLC 9,000 310,000 0.02%
39 GARDINER NANCY B 9,320 322,000 0.02%
40 Fayerweather Charles 9,595 331,000 0.02%
41 ROTHSCHILD INVESTMENT LLC /IL 11,129 384,000 0.03%
42 Verity & Verity, LLC 11,724 404,000 0.03%
43 GRIFFIN ASSET MANAGEMENT, INC. 12,025 415,000 0.03%
44 ZEVIN ASSET MANAGEMENT LLC 12,520 432,000 0.03%
45 BOSTON ADVISORS LLC 13,012 449,000 0.03%
46 Progressive Investment Management Corp 13,565 468,000 0.03%
47 BAHL & GAYNOR INC 13,890 479,000 0.03%
48 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 14,000 483,000 0.03%
49 Sterling Capital Management LLC 15,038 519,000 0.04%
50 HARTWELL J M LIMITED PARTNERSHIP 15,200 524,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.