| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEXT Financial Group, Inc | 700 | 10,000 | 0.43% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 1,000 | 15,000 | 0.64% | ||
| 3 | MSI Financial Services Inc | 1,700 | 25,000 | 1.07% | ||
| 4 | ROYAL BANK OF CANADA | 3,000 | 44,000 | 1.89% | ||
| 5 | WELLS FARGO & COMPANY/MN | 7,100 | 104,000 | 4.46% | ||
| 6 | UBS Group AG | 9,180 | 135,000 | 5.79% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,285 | 195,000 | 8.36% | ||
| 8 | Invesco Ltd. | 20,442 | 300,000 | 12.86% | ||
| 9 | MORGAN STANLEY | 27,932 | 409,000 | 17.53% | ||
| 10 | Tortoise Investment Management, LLC | 74,731 | 1,096,000 | 46.98% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
