| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 4 | 0 | 0.00% | ||
| 2 | NEXT Financial Group, Inc | 992 | 13,000 | 0.39% | ||
| 3 | MSI Financial Services Inc | 1,700 | 22,000 | 0.66% | ||
| 4 | GLOBAL RETIREMENT PARTNERS, LLC | 1,903 | 25,000 | 0.75% | ||
| 5 | ROYAL BANK OF CANADA | 3,000 | 40,000 | 1.21% | ||
| 6 | UBS Group AG | 7,647 | 101,000 | 3.04% | ||
| 7 | WELLS FARGO & COMPANY/MN | 8,102 | 107,000 | 3.22% | ||
| 8 | STIFEL FINANCIAL CORP | 10,000 | 132,000 | 3.98% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,285 | 176,000 | 5.30% | ||
| 10 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 21,769 | 288,000 | 8.68% | ||
| 11 | MORGAN STANLEY | 24,348 | 322,000 | 9.70% | ||
| 12 | Curi Capital, LLC | 36,875 | 488,000 | 14.71% | ||
| 13 | Invesco Ltd. | 40,076 | 530,000 | 15.97% | ||
| 14 | Tortoise Investment Management, LLC | 81,200 | 1,074,000 | 32.37% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
