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NUVEEN CA QUALTY MUN INCOME
NUVEEN CA QUALTY MUN INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 66 Institutional holders with a total value of $128,247,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 451 7,000 0.01%
2 NORTHERN TRUST CORP 79,630 12,000 0.01%
3 Stevens First Principles Investment Advisors 800 12,000 0.01%
4 Gemmer Asset Management LLC 1,047 16,000 0.01%
5 US BANCORP \DE\ 1,263 19,000 0.01%
6 MOSAIC FAMILY WEALTH, LLC 2,077 31,000 0.02%
7 WHITTIER TRUST CO OF NEVADA INC 2,122 32,000 0.02%
8 MUFG Americas Holdings Corp 5,922 89,000 0.07%
9 ENVESTNET ASSET MANAGEMENT INC 6,990 105,000 0.08%
10 SECURITY NATIONAL TRUST CO 8,324 125,000 0.10%
11 PARALLEL ADVISORS, LLC 8,967 138,000 0.11%
12 Baker Ellis Asset Management LLC 10,000 150,000 0.12%
13 RAND WEALTH, LLC 10,612 160,000 0.12%
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 11,379 171,000 0.13%
15 Cetera Advisor Networks LLC 11,274 171,000 0.13%
16 SEI INVESTMENTS CO 12,100 182,000 0.14%
17 FIRST TRUST ADVISORS LP 12,786 192,000 0.15%
18 Bank of New York Mellon Corp 13,434 202,000 0.16%
19 GIRARD SECURITIES, INC. 13,619 205,000 0.16%
20 MISSION WEALTH MANAGEMENT, LLC 13,610 205,000 0.16%
21 NWAM LLC 13,874 209,000 0.16%
22 AMERIPRISE FINANCIAL INC 14,682 221,000 0.17%
23 GOOD LIFE ADVISORS, LLC 14,757 224,000 0.17%
24 Hilton Capital Management, LLC 15,000 226,000 0.18% PRN
25 Alpha Cubed Investments, LLC 16,844 253,000 0.20%
26 STIFEL FINANCIAL CORP 16,804 254,000 0.20%
27 SIT INVESTMENT ASSOCIATES INC 17,287 260,000 0.20%
28 ASPIRIANT, LLC 17,556 264,000 0.21%
29 CUTLER INVESTMENT COUNSEL LLC 21,071 317,000 0.25%
30 AE WEALTH MANAGEMENT LLC 22,182 334,000 0.26%
31 Raymond James Financial Services Advisors, Inc. 22,283 335,000 0.26%
32 Stratos Wealth Partners, LTD. 22,352 336,000 0.26%
33 NATIONAL PLANNING CORP 25,786 390,000 0.30%
34 BAILARD, INC. 26,995 406,000 0.32%
35 ADVISOR GROUP, INC. 27,616 416,000 0.32%
36 LAUREL WEALTH ADVISORS, INC. 29,485 443,000 0.35%
37 Institute for Wealth Management, LLC. 30,804 462,000 0.36%
38 HighTower Advisors, LLC 33,874 511,000 0.40%
39 CETERA INVESTMENT ADVISERS 35,259 529,000 0.41%
40 Cetera Advisors LLC 35,259 529,000 0.41%
41 CIBC Private Wealth Group LLC 37,035 557,000 0.43%
42 EP Wealth Advisors, LLC 40,481 609,000 0.47%
43 FIRST FOUNDATION ADVISORS 42,085 633,000 0.49%
44 RAYMOND JAMES & ASSOCIATES 44,945 676,000 0.53%
45 Creative Planning 52,573 791,000 0.62%
46 RB CAPITAL MANAGEMENT, LLC 52,836 795,000 0.62%
47 Commonwealth Equity Services, Inc 63,530 955,000 0.74%
48 WEDBUSH SECURITIES INC 67,687 1,018,000 0.79%
49 First Allied Advisory Services, Inc. 71,913 1,082,000 0.84%
50 D.A. DAVIDSON & CO. 79,179 1,190,000 0.93%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.