| # | % | |||||
|---|---|---|---|---|---|---|
| 401 | DELTA ASSET MANAGEMENT LLC/TN | 30 | 4,000 | 0.00% | ||
| 402 | Winslow, Evans & Crocker, Inc. | 26 | 3,124 | 0.00% | ||
| 403 | THOMPSON SIEGEL & WALMSLEY LLC | 21 | 3,000 | 0.00% | ||
| 404 | ASSETMARK, INC | 24 | 3,000 | 0.00% | ||
| 405 | WASHINGTON TRUST BANK | 27 | 3,000 | 0.00% | ||
| 406 | Joel Isaacson & Co., LLC | 19 | 2,000 | 0.00% | ||
| 407 | CUTLER GROUP LLC / CA | 1,500 | 1,000 | 0.00% | Call | |
| 408 | FineMark National Bank & Trust | 10 | 1,000 | 0.00% | ||
| 409 | MYCIO WEALTH PARTNERS, LLC | 7 | 1,000 | 0.00% | ||
| 410 | MINICHMACGREGOR WEALTH MANAGEMENT, LLC | 9 | 1,000 | 0.00% | ||
| 411 | QS Investors, LLC | 4 | 1,000 | 0.00% | ||
| 412 | ClariVest Asset Management LLC | 10 | 1,000 | 0.00% | ||
| 413 | INTEGRATED WEALTH MANAGEMENT | 4 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
