| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 2 | MSI Financial Services Inc | 154 | 4,000 | 0.01% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 453 | 12,000 | 0.04% | ||
| 4 | CITIGROUP INC | 725 | 19,000 | 0.06% | ||
| 5 | ROYAL BANK OF CANADA | 1,000 | 27,000 | 0.09% | ||
| 6 | Cambridge Investment Research Advisors, Inc. | 10,907 | 293,000 | 0.93% | ||
| 7 | JPMORGAN CHASE & CO | 13,814 | 370,000 | 1.17% | ||
| 8 | Checchi Capital Advisers, LLC | 14,349 | 385,000 | 1.22% | ||
| 9 | Virtu KCG Holdings LLC | 24,369 | 654,000 | 2.07% | ||
| 10 | JANE STREET GROUP, LLC | 34,313 | 920,000 | 2.91% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 46,190 | 1,239,000 | 3.92% | ||
| 12 | MORGAN STANLEY | 46,272 | 1,241,000 | 3.92% | ||
| 13 | Fisher Asset Management, LLC | 50,507 | 1,355,000 | 4.28% | ||
| 14 | UBS Group AG | 61,469 | 1,649,000 | 5.21% | ||
| 15 | LPL Financial LLC | 104,554 | 2,805,000 | 8.86% | ||
| 16 | ENVESTNET ASSET MANAGEMENT INC | 122,115 | 3,275,000 | 10.35% | ||
| 17 | CREDIT SUISSE AG/ | 152,105 | 4,079,000 | 12.89% | ||
| 18 | WELLS FARGO & COMPANY/MN | 229,199 | 6,147,000 | 19.43% | ||
| 19 | ASSETMARK, INC | 267,333 | 7,170,000 | 22.66% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
