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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 94 Institutional holders with a total value of $375,068,136.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 1,405,103 98,919,000 26.37%
2 JPMORGAN CHASE & CO 561,098 39,501,000 10.53%
3 MORGAN STANLEY 387,383 27,272,000 7.27%
4 BNP PARIBAS FINANCIAL MARKETS 300,000 21,120,000 5.63%
5 BANK OF AMERICA CORP /DE/ 299,698 21,099,000 5.63%
6 CREDIT SUISSE AG/ 250,000 17,600,000 4.69%
7 LPL Financial LLC 228,466 16,084,000 4.29%
8 AMERIPRISE FINANCIAL INC 211,630 14,899,000 3.97%
9 UBS Group AG 211,462 14,887,000 3.97%
10 WELLS FARGO & COMPANY/MN 171,412 12,068,000 3.22%
11 STIFEL FINANCIAL CORP 146,683 10,345,000 2.76%
12 Raymond James Financial Services Advisors, Inc. 145,759 10,261,000 2.74%
13 HighTower Advisors, LLC 109,820 7,706,000 2.05%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 83,423 5,873,000 1.57%
15 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 63,350 4,424,000 1.18%
16 RAYMOND JAMES & ASSOCIATES 60,974 4,293,000 1.14%
17 THAI LIFE INSURANCE PCL. 55,700 3,921,000 1.05%
18 Paradigm Financial Advisors, LLC 34,715 2,444,000 0.65%
19 MML INVESTORS SERVICES, INC. 34,659 2,440,000 0.65%
20 JANE STREET GROUP, LLC 33,109 2,331,000 0.62%
21 CUE ADVISORY SERVICES, INC. 32,135 2,262,000 0.60%
22 ROYAL BANK OF CANADA 29,546 2,080,000 0.55%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,400 1,929,000 0.51% Call
24 B. Riley Wealth Advisors, Inc. 26,907 1,895,000 0.51%
25 Commonwealth Equity Services, Inc 24,167 1,701,000 0.45%
26 Cambridge Investment Research Advisors, Inc. 22,678 1,597,000 0.43%
27 SUNTRUST BANKS INC 20,466 1,441,000 0.38%
28 Tower Research Capital LLC (TRC) 20,062 1,412,000 0.38%
29 CREATIVE FINANCIAL DESIGNS INC /ADV 19,720 1,388,000 0.37%
30 BAIRD FINANCIAL GROUP, INC. 19,321 1,360,000 0.36%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,190 1,351,000 0.36%
32 First Allied Advisory Services, Inc. 18,229 1,287,000 0.34%
33 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 17,907 1,260,653 0.34%
34 J.P. Morgan Private Wealth Advisors LLC 16,865 1,187,000 0.32%
35 1832 Asset Management L.P. 16,787 1,183,000 0.32%
36 DAVENPORT & Co LLC 10,577 744,621 0.20%
37 PRIVATE ADVISORY GROUP LLC 10,502 740,000 0.20% SH
38 Cetera Advisors LLC 9,223 646,000 0.17%
39 CETERA INVESTMENT ADVISERS 9,223 646,000 0.17%
40 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 8,830 622,000 0.17%
41 ADVISOR GROUP, INC. 8,789 618,000 0.16%
42 STRATEGIC FINANCIAL GROUP, LLC 7,753 546,000 0.15%
43 IFC Holdings Incorporated/FL 7,070 504,000 0.13%
44 Stratos Wealth Partners, LTD. 6,898 486,000 0.13%
45 Ken Stern & Associates, Inc. 6,558 460,000 0.12%
46 Janney Montgomery Scott LLC 6,064 427,000 0.11%
47 NATIONAL PLANNING CORP 5,983 424,000 0.11%
48 Sigma Planning Corp 5,647 398,000 0.11%
49 FDx Advisors, Inc. 5,354 377,000 0.10%
50 PACIFIC WEALTH STRATEGIES GROUP, INC. 5,187 365,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.