Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 94 Institutional holders with a total value of $375,068,136.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Stratos Wealth Partners, LTD. 6,898 486,000 0.13%
52 IFC Holdings Incorporated/FL 7,070 504,000 0.13%
53 STRATEGIC FINANCIAL GROUP, LLC 7,753 546,000 0.15%
54 ADVISOR GROUP, INC. 8,789 618,000 0.16%
55 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 8,830 622,000 0.17%
56 CETERA INVESTMENT ADVISERS 9,223 646,000 0.17%
57 Cetera Advisors LLC 9,223 646,000 0.17%
58 PRIVATE ADVISORY GROUP LLC 10,502 740,000 0.20% SH
59 DAVENPORT & Co LLC 10,577 744,621 0.20%
60 1832 Asset Management L.P. 16,787 1,183,000 0.32%
61 J.P. Morgan Private Wealth Advisors LLC 16,865 1,187,000 0.32%
62 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 17,907 1,260,653 0.34%
63 First Allied Advisory Services, Inc. 18,229 1,287,000 0.34%
64 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,190 1,351,000 0.36%
65 BAIRD FINANCIAL GROUP, INC. 19,321 1,360,000 0.36%
66 CREATIVE FINANCIAL DESIGNS INC /ADV 19,720 1,388,000 0.37%
67 Tower Research Capital LLC (TRC) 20,062 1,412,000 0.38%
68 SUNTRUST BANKS INC 20,466 1,441,000 0.38%
69 Cambridge Investment Research Advisors, Inc. 22,678 1,597,000 0.43%
70 Commonwealth Equity Services, Inc 24,167 1,701,000 0.45%
71 B. Riley Wealth Advisors, Inc. 26,907 1,895,000 0.51%
72 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,400 1,929,000 0.51% Call
73 ROYAL BANK OF CANADA 29,546 2,080,000 0.55%
74 CUE ADVISORY SERVICES, INC. 32,135 2,262,000 0.60%
75 JANE STREET GROUP, LLC 33,109 2,331,000 0.62%
76 MML INVESTORS SERVICES, INC. 34,659 2,440,000 0.65%
77 Paradigm Financial Advisors, LLC 34,715 2,444,000 0.65%
78 THAI LIFE INSURANCE PCL. 55,700 3,921,000 1.05%
79 RAYMOND JAMES & ASSOCIATES 60,974 4,293,000 1.14%
80 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 63,350 4,424,000 1.18%
81 LADENBURG THALMANN FINANCIAL SERVICES INC. 83,423 5,873,000 1.57%
82 HighTower Advisors, LLC 109,820 7,706,000 2.05%
83 Raymond James Financial Services Advisors, Inc. 145,759 10,261,000 2.74%
84 STIFEL FINANCIAL CORP 146,683 10,345,000 2.76%
85 WELLS FARGO & COMPANY/MN 171,412 12,068,000 3.22%
86 UBS Group AG 211,462 14,887,000 3.97%
87 AMERIPRISE FINANCIAL INC 211,630 14,899,000 3.97%
88 LPL Financial LLC 228,466 16,084,000 4.29%
89 CREDIT SUISSE AG/ 250,000 17,600,000 4.69%
90 BANK OF AMERICA CORP /DE/ 299,698 21,099,000 5.63%
91 BNP PARIBAS FINANCIAL MARKETS 300,000 21,120,000 5.63%
92 MORGAN STANLEY 387,383 27,272,000 7.27%
93 JPMORGAN CHASE & CO 561,098 39,501,000 10.53%
94 CITIGROUP INC 1,405,103 98,919,000 26.37%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.