| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,000 | 1,000 | 0.00% | PRN | |
| 2 | MSI Financial Services Inc | 2,000 | 2,000 | 0.00% | ||
| 3 | ROYAL BANK OF CANADA | 4,000 | 4,000 | 0.00% | PRN | |
| 4 | Creative Planning | 5,000 | 6,000 | 0.00% | PRN | |
| 5 | MORGAN STANLEY | 12,000 | 14,000 | 0.00% | PRN | |
| 6 | ADVISOR GROUP, INC. | 20 | 22,000 | 0.01% | PRN | |
| 7 | JPMORGAN CHASE & CO | 23,000 | 25,000 | 0.01% | PRN | |
| 8 | BlackRock Fund Advisors | 70,000 | 79,000 | 0.02% | PRN | |
| 9 | AGF INVESTMENTS INC. | 200,000 | 225,000 | 0.06% | PRN | |
| 10 | NOMURA HOLDINGS INC | 224,000 | 253,000 | 0.07% | PRN | |
| 11 | Man Investments (CH) AG | 400,000 | 457,000 | 0.12% | PRN | |
| 12 | BANK OF AMERICA CORP /DE/ | 493,000 | 556,000 | 0.14% | PRN | |
| 13 | WELLS FARGO & COMPANY/MN | 534,000 | 605,000 | 0.16% | PRN | |
| 14 | CITIGROUP INC | 700,000 | 789,000 | 0.20% | PRN | |
| 15 | BARCLAYS PLC | 992,000 | 1,118,000 | 0.29% | PRN | |
| 16 | MIZUHO SECURITIES USA LLC | 1,000,000 | 1,119,000 | 0.29% | ||
| 17 | SUN VALLEY GOLD LLC | 1,000,000 | 1,136,000 | 0.29% | ||
| 18 | WELLINGTON MANAGEMENT GROUP LLP | 1,331,000 | 1,501,000 | 0.39% | PRN | |
| 19 | Mitsubishi UFJ Securities Holdings Co., Ltd. | 1,600,000 | 1,817,000 | 0.47% | PRN | |
| 20 | METROPOLITAN LIFE INSURANCE CO/NY | 14,564 | 1,871,000 | 0.49% | ||
| 21 | CQS Cayman LP | 1,727,000 | 1,946,000 | 0.51% | PRN | |
| 22 | Invesco Ltd. | 2,000,000 | 2,255,000 | 0.59% | PRN | |
| 23 | SSI INVESTMENT MANAGEMENT LLC | 2,128,000 | 2,401,000 | 0.62% | PRN | |
| 24 | GAM Holding AG | 2,300,000 | 2,591,000 | 0.67% | PRN | |
| 25 | Jefferies Group LLC | 2,459,000 | 2,785,000 | 0.72% | PRN | |
| 26 | SONORA INVESTMENT MANAGEMENT, LLC | 3,745,000 | 4,202,115 | 1.09% | ||
| 27 | Ruffer LLP | 7,000,000 | 7,739,000 | 2.01% | ||
| 28 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 7,200,000 | 8,118,000 | 2.11% | PRN | |
| 29 | THRIVENT FINANCIAL FOR LUTHERANS | 7,925,000 | 8,975,000 | 2.33% | ||
| 30 | DEUTSCHE BANK AG\ | 12,137,000 | 13,683,000 | 3.55% | PRN | |
| 31 | CREDIT SUISSE AG/ | 1,080,218 | 20,132,000 | 5.23% | PRN | |
| 32 | CAMDEN ASSET MANAGEMENT L P /CA | 18,962,000 | 21,380,000 | 5.55% | PRN | |
| 33 | LORD, ABBETT & CO. LLC | 21,671,000 | 24,542,000 | 6.37% | PRN | |
| 34 | PRUDENTIAL PLC | 35,037,000 | 39,504,000 | 10.26% | ||
| 35 | WOLVERINE ASSET MANAGEMENT LLC | 36,951,000 | 42,111,000 | 10.93% | PRN | |
| 36 | Empyrean Capital Partners, LP | 42,532,000 | 48,340,000 | 12.55% | PRN | |
| 37 | OAKTREE CAPITAL MANAGEMENT LP | 51,816,000 | 58,336,000 | 15.15% | PRN | |
| 38 | ZAZOVE ASSOCIATES LLC | 56,466,000 | 64,515,000 | 16.75% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
