| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MSI Financial Services Inc | 2,000 | 3,000 | 0.00% | ||
| 2 | UBS Group AG | 2,000 | 3,000 | 0.00% | PRN | |
| 3 | ROYAL BANK OF CANADA | 4,000 | 5,000 | 0.00% | PRN | |
| 4 | Creative Planning | 5,000 | 6,000 | 0.00% | PRN | |
| 5 | ADVISOR GROUP, INC. | 10 | 12,000 | 0.00% | PRN | |
| 6 | JPMORGAN CHASE & CO | 15,000 | 19,000 | 0.00% | PRN | |
| 7 | MORGAN STANLEY | 17,000 | 22,000 | 0.01% | PRN | |
| 8 | BlackRock Fund Advisors | 58,000 | 74,000 | 0.02% | PRN | |
| 9 | CITIGROUP INC | 93,000 | 119,000 | 0.03% | PRN | |
| 10 | WESTWOOD HOLDINGS GROUP INC | 150,000 | 191,000 | 0.05% | PRN | |
| 11 | BANK OF AMERICA CORP /DE/ | 252,000 | 323,000 | 0.08% | PRN | |
| 12 | Bank of New York Mellon Corp | 300,000 | 383,000 | 0.09% | ||
| 13 | SUN VALLEY GOLD LLC | 1,000,000 | 1,277,000 | 0.30% | ||
| 14 | GAM Holding AG | 1,000,000 | 1,281,000 | 0.30% | PRN | |
| 15 | TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,281,000 | 0.30% | PRN | |
| 16 | CQS Cayman LP | 1,727,000 | 2,208,000 | 0.52% | PRN | |
| 17 | MUFG Americas Holdings Corp | 1,897,000 | 2,396,000 | 0.57% | PRN | |
| 18 | K2 PRINCIPAL FUND, L.P. | 2,000 | 2,541,000 | 0.60% | PRN | |
| 19 | Jabre Capital Partners S.A. | 2,000,000 | 2,543,000 | 0.60% | PRN | |
| 20 | WATER ISLAND CAPITAL LLC | 2,000,000 | 2,558,000 | 0.61% | PRN | |
| 21 | Invesco Ltd. | 2,000,000 | 2,558,000 | 0.61% | PRN | |
| 22 | WORTH VENTURE PARTNERS, LLC | 3,347,000 | 4,294,000 | 1.02% | PRN | |
| 23 | Jefferies Group LLC | 3,527,000 | 4,505,000 | 1.07% | PRN | |
| 24 | MIZUHO SECURITIES USA LLC | 4,000,000 | 5,077,000 | 1.20% | ||
| 25 | LINDEN ADVISORS LP | 5,000,000 | 6,400,000 | 1.51% | PRN | |
| 26 | Weiss Asset Management LP | 6,025,000 | 7,691,000 | 1.82% | PRN | |
| 27 | CSS LLC/IL | 6,500,000 | 8,278,000 | 1.96% | PRN | |
| 28 | LORD, ABBETT & CO. LLC | 7,810,000 | 10,026,000 | 2.37% | PRN | |
| 29 | WELLS FARGO & COMPANY/MN | 8,073,000 | 10,192,000 | 2.41% | PRN | |
| 30 | Polar Asset Management Partners Inc. | 9,466,000 | 12,085,000 | 2.86% | PRN | |
| 31 | DEUTSCHE BANK AG\ | 10,100,000 | 12,914,000 | 3.06% | PRN | |
| 32 | CITADEL ADVISORS LLC | 11,100,000 | 14,188,000 | 3.36% | PRN | |
| 33 | THRIVENT FINANCIAL FOR LUTHERANS | 11,725,000 | 14,993,000 | 3.55% | ||
| 34 | DLD ASSET MANAGEMENT, LP | 15,931,000 | 20,379,000 | 4.82% | PRN | |
| 35 | PRUDENTIAL PLC | 18,737,000 | 23,960,000 | 5.67% | ||
| 36 | WOLVERINE ASSET MANAGEMENT LLC | 36,951,000 | 47,193,000 | 11.17% | PRN | |
| 37 | ZAZOVE ASSOCIATES LLC | 38,436,000 | 49,174,000 | 11.63% | PRN | |
| 38 | Empyrean Capital Partners, LP | 53,762,000 | 68,664,000 | 16.24% | PRN | |
| 39 | CAMDEN ASSET MANAGEMENT L P /CA | 64,801,000 | 82,864,000 | 19.60% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
