| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVISOR GROUP, INC. | 200 | 3,000 | 0.13% | ||
| 2 | CITIGROUP INC | 350 | 5,000 | 0.21% | ||
| 3 | Creative Planning | 698 | 10,000 | 0.43% | ||
| 4 | WOLVERINE ASSET MANAGEMENT LLC | 1,493 | 21,000 | 0.90% | ||
| 5 | LAZARD ASSET MANAGEMENT LLC | 3,300 | 47,000 | 2.01% | PRN | |
| 6 | MORGAN STANLEY | 4,883 | 70,000 | 2.99% | ||
| 7 | ROYAL BANK OF CANADA | 7,458 | 107,000 | 4.57% | ||
| 8 | WELLS FARGO & COMPANY/MN | 7,558 | 108,000 | 4.62% | ||
| 9 | UBS Group AG | 9,332 | 134,000 | 5.73% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,413 | 235,000 | 10.05% | ||
| 11 | Karpus Management, Inc. | 18,502 | 265,000 | 11.33% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 28,433 | 407,000 | 17.40% | ||
| 13 | Focused Wealth Management, Inc | 64,707 | 927,000 | 39.63% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
