Dark
Light
System
Security
ELEMENTS MORNINGSTAR WIDE MOAT FOCUS TOTAL RETURN INDEX ETN
ELEMENTS MORNINGSTAR WIDE MOAT FOCUS TOTAL RETURN INDEX ETN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 10 Institutional holders with a total value of $6,166,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEUTSCHE BANK AG\ 185,000 3,962,000 64.26%
2 Commonwealth Equity Services, Inc 39,634 849,000 13.77%
3 JANE STREET GROUP, LLC 26,022 557,000 9.03%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,584 441,000 7.15%
5 Sigma Planning Corp 10,144 217,000 3.52%
6 UBS Group AG 1,787 38,000 0.62%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,700 36,000 0.58%
8 WELLS FARGO & COMPANY/MN 1,600 34,000 0.55%
9 B. Riley Wealth Advisors, Inc. 1,500 32,000 0.52%
10 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.