| 1 |
MCF Advisors LLC |
500 |
3,000 |
0.01% |
|
|
| 2 |
Tower Research Capital LLC (TRC) |
628 |
3,000 |
0.01% |
|
|
| 3 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
997 |
5,000 |
0.01% |
|
|
| 4 |
CUTLER GROUP LLC / CA |
47,600 |
5,000 |
0.01% |
Put |
|
| 5 |
ROYAL BANK OF CANADA |
1,250 |
7,000 |
0.02% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
2,300 |
12,000 |
0.03% |
|
|
| 7 |
BlackRock Investment Management, LLC |
3,151 |
16,000 |
0.04% |
|
|
| 8 |
BARCLAYS PLC |
4,398 |
22,000 |
0.05% |
|
|
| 9 |
BLACKROCK ADVISORS LLC |
4,485 |
23,000 |
0.05% |
|
|
| 10 |
CUTLER GROUP LLC / CA |
29,100 |
25,000 |
0.06% |
Call |
|
| 11 |
DEUTSCHE BANK AG\ |
4,955 |
25,000 |
0.06% |
|
|
| 12 |
ENVESTNET ASSET MANAGEMENT INC |
7,157 |
37,000 |
0.08% |
|
|
| 13 |
GAMCO INVESTORS, INC. ET AL |
10,000 |
52,000 |
0.12% |
|
|
| 14 |
JANE STREET GROUP, LLC |
10,382 |
54,000 |
0.12% |
|
|
| 15 |
CUTLER GROUP LLC / CA |
11,138 |
58,000 |
0.13% |
|
|
| 16 |
GABELLI FUNDS LLC |
15,000 |
78,000 |
0.18% |
|
|
| 17 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
15,235 |
80,000 |
0.18% |
|
|
| 18 |
Bank of New York Mellon Corp |
16,092 |
84,000 |
0.19% |
|
|
| 19 |
Compagnie Lombard Odier SCmA |
17,045 |
91,000 |
0.20% |
|
|
| 20 |
HighTower Advisors, LLC |
18,218 |
95,000 |
0.21% |
|
|
| 21 |
MORGAN STANLEY |
19,128 |
100,000 |
0.22% |
|
|
| 22 |
GOLDMAN SACHS GROUP INC |
26,215 |
137,000 |
0.31% |
|
|
| 23 |
Asset Management One Co., Ltd. |
27,700 |
145,000 |
0.33% |
|
|
| 24 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
28,208 |
147,000 |
0.33% |
|
|
| 25 |
FIRST MANHATTAN CO. LLC. |
31,500 |
164,000 |
0.37% |
|
|
| 26 |
NORTHERN TRUST CORP |
39,898 |
208,000 |
0.47% |
|
|
| 27 |
MILLENNIUM MANAGEMENT LLC |
44,325 |
231,000 |
0.52% |
|
|
| 28 |
BlackRock Fund Advisors |
44,896 |
234,000 |
0.53% |
|
|
| 29 |
Teton Advisors, Inc. |
45,174 |
236,000 |
0.53% |
|
|
| 30 |
Paloma Partners Management Co |
49,729 |
260,000 |
0.58% |
|
|
| 31 |
COMMERZBANK AKTIENGESELLSCHAFT /FI |
55,000 |
287,000 |
0.65% |
|
|
| 32 |
Forward Management, LLC |
58,596 |
306,000 |
0.69% |
|
|
| 33 |
BlackRock Institutional Trust Company, N.A. |
64,974 |
339,000 |
0.76% |
|
|
| 34 |
GEODE CAPITAL MANAGEMENT, LLC |
78,899 |
411,000 |
0.92% |
|
|
| 35 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
90,400 |
472,000 |
1.06% |
|
|
| 36 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
96,700 |
505,000 |
1.14% |
|
|
| 37 |
UBS Group AG |
124,580 |
651,000 |
1.46% |
|
|
| 38 |
WELLS FARGO & COMPANY/MN |
129,261 |
675,000 |
1.52% |
|
|
| 39 |
RUSSELL FRANK CO/ |
167,382 |
874,000 |
1.97% |
|
|
| 40 |
Invesco Ltd. |
247,070 |
1,290,000 |
2.90% |
|
|
| 41 |
Waverton Investment Management Ltd |
265,400 |
1,385,000 |
3.11% |
|
|
| 42 |
KBC Group NV |
303,219 |
1,583,000 |
3.56% |
|
|
| 43 |
Boston Partners |
543,013 |
2,835,000 |
6.38% |
|
|
| 44 |
VANGUARD GROUP INC |
596,878 |
3,116,000 |
7.01% |
|
|
| 45 |
ELKHORN PARTNERS LIMITED PARTNERSHIP |
750,500 |
3,918,000 |
8.81% |
|
|
| 46 |
American Assets Capital Advisers, LLC |
970,828 |
5,068,000 |
11.40% |
|
|
| 47 |
Odey Asset Management Group Ltd |
1,032,000 |
5,387,000 |
12.12% |
|
|
| 48 |
Water Asset Management LLC |
2,437,560 |
12,724,000 |
28.62% |
|
|
