| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 855 | 10,000 | 0.81% | ||
| 2 | MORGAN STANLEY | 1,000 | 12,000 | 0.97% | ||
| 3 | CITIGROUP INC | 1,430 | 17,000 | 1.38% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,683 | 20,000 | 1.62% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 3,780 | 45,000 | 3.64% | ||
| 6 | UBS Group AG | 8,008 | 95,000 | 7.69% | ||
| 7 | NWAM LLC | 13,000 | 160,000 | 12.96% | ||
| 8 | ROYAL BANK OF CANADA | 25,300 | 300,000 | 24.29% | ||
| 9 | LAZARD ASSET MANAGEMENT LLC | 48,600 | 576,000 | 46.64% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
