| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 2 | 0 | 0.00% | ||
| 2 | MSI Financial Services Inc | 293 | 3,000 | 0.18% | ||
| 3 | MORGAN STANLEY | 1,000 | 12,000 | 0.73% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 4,000 | 46,000 | 2.81% | PRN | |
| 5 | BANK OF AMERICA CORP /DE/ | 5,470 | 64,000 | 3.90% | ||
| 6 | UBS Group AG | 5,750 | 67,000 | 4.09% | ||
| 7 | Curi Capital, LLC | 12,381 | 144,000 | 8.79% | ||
| 8 | Virtu KCG Holdings LLC | 12,531 | 146,000 | 8.91% | ||
| 9 | Raymond James Financial Services Advisors, Inc. | 15,110 | 176,000 | 10.74% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 20,000 | 233,000 | 14.22% | ||
| 11 | ROYAL BANK OF CANADA | 26,633 | 310,000 | 18.91% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 37,702 | 438,000 | 26.72% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
