| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 2 | MORGAN STANLEY | 1,770 | 21,000 | 1.16% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 4,000 | 46,000 | 2.53% | PRN | |
| 4 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 9,262 | 108,000 | 5.95% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 9,138 | 108,000 | 5.95% | ||
| 6 | UBS Group AG | 11,856 | 140,000 | 7.71% | ||
| 7 | Curi Capital, LLC | 13,979 | 165,000 | 9.09% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 15,110 | 178,000 | 9.81% | ||
| 9 | Thomas J. Herzfeld Advisors, Inc. | 20,000 | 236,000 | 13.00% | ||
| 10 | ROYAL BANK OF CANADA | 28,014 | 330,000 | 18.18% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 41,033 | 483,000 | 26.61% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
