| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ENVESTNET ASSET MANAGEMENT INC | 4 | 0 | 0.00% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 102 | 3,000 | 0.13% | ||
| 3 | MORGAN STANLEY | 1,182 | 29,000 | 1.25% | ||
| 4 | NATIONAL PLANNING CORP | 1,410 | 35,003 | 1.50% | ||
| 5 | UBS Group AG | 1,788 | 45,000 | 1.93% | ||
| 6 | ROYAL BANK OF CANADA | 1,936 | 48,000 | 2.06% | ||
| 7 | Regal Investment Advisors LLC | 2,541 | 63,000 | 2.71% | ||
| 8 | WELLS FARGO & COMPANY/MN | 5,093 | 127,000 | 5.46% | ||
| 9 | CREDIT SUISSE AG/ | 10,362 | 258,000 | 11.08% | ||
| 10 | BANK OF MONTREAL /CAN/ | 10,778 | 269,000 | 11.55% | ||
| 11 | JANE STREET GROUP, LLC | 28,514 | 711,000 | 30.54% | ||
| 12 | Virtu KCG Holdings LLC | 29,685 | 740,000 | 31.79% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
