| 1 |
NATIONAL PLANNING CORP |
9,500 |
0 |
0.00% |
Call |
|
| 2 |
Independent Portfolio Consultants, Inc. |
11 |
1,000 |
0.00% |
|
|
| 3 |
ZIONS BANCORPORATION |
32 |
2,000 |
0.00% |
|
|
| 4 |
MARINER WEALTH ADVISORS-NYC, LLC |
19 |
2,000 |
0.00% |
|
|
| 5 |
ARROW FINANCIAL CORP |
28 |
2,000 |
0.00% |
|
|
| 6 |
Tarbox Family Office, Inc. |
28 |
2,000 |
0.00% |
|
|
| 7 |
ENTERPRISE FINANCIAL SERVICES CORP |
20 |
2,000 |
0.00% |
|
|
| 8 |
ADIRONDACK TRUST CO |
35 |
3,000 |
0.00% |
|
|
| 9 |
OPTIMUM INVESTMENT ADVISORS |
40 |
3,000 |
0.00% |
|
|
| 10 |
BRUDERMAN ASSET MANAGEMENT, LLC |
32 |
3,000 |
0.00% |
|
|
| 11 |
STANCORP INVESTMENT ADVISERS INC |
33 |
3,000 |
0.00% |
|
|
| 12 |
WealthTrust-Arizona, LLC |
36 |
3,000 |
0.00% |
|
|
| 13 |
TCI Wealth Advisors, Inc. |
39 |
3,000 |
0.00% |
|
|
| 14 |
GUPTA WEALTH MANAGEMENT LLC |
39 |
3,000 |
0.00% |
|
|
| 15 |
Cambria Investment Management, L.P. |
48 |
4,000 |
0.00% |
|
|
| 16 |
Regal Investment Advisors LLC |
50 |
4,000 |
0.00% |
|
|
| 17 |
HOWE & RUSLING INC |
50 |
4,000 |
0.00% |
|
|
| 18 |
Cornerstone Advisors, Inc. |
55 |
5,000 |
0.00% |
|
|
| 19 |
Gemmer Asset Management LLC |
60 |
5,000 |
0.00% |
|
|
| 20 |
Index Management Solutions, LLC |
74 |
6,000 |
0.00% |
|
|
| 21 |
Plante Moran Financial Advisors, LLC |
77 |
6,000 |
0.00% |
|
|
| 22 |
WEALTHCARE CAPITAL MANAGEMENT LLC |
97 |
8,000 |
0.00% |
|
|
| 23 |
UBS Group AG |
100 |
8,000 |
0.00% |
Put |
|
| 24 |
UBS Group AG |
100 |
8,000 |
0.00% |
Call |
|
| 25 |
Manchester Capital Management LLC |
100 |
8,000 |
0.00% |
|
|
| 26 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
100 |
8,000 |
0.00% |
|
|
| 27 |
NEXT Financial Group, Inc |
125 |
10,000 |
0.00% |
|
|
| 28 |
WOLVERINE ASSET MANAGEMENT LLC |
5 |
10,000 |
0.00% |
Put |
|
| 29 |
Advisory Services Network, LLC |
115 |
10,000 |
0.00% |
|
|
| 30 |
Nelson Capital Management, LLC |
137 |
11,000 |
0.00% |
|
|
| 31 |
WFG Advisors, LP |
137 |
11,000 |
0.00% |
|
|
| 32 |
FEDERATED HERMES, INC. |
127 |
11,000 |
0.00% |
|
|
| 33 |
Carroll Financial Associates, Inc. |
130 |
11,000 |
0.00% |
|
|
| 34 |
MYCIO WEALTH PARTNERS, LLC |
150 |
12,000 |
0.00% |
|
|
| 35 |
Simplicity Solutions, LLC |
168 |
13,973 |
0.00% |
|
|
| 36 |
PineBridge Investments, L.P. |
172 |
14,000 |
0.00% |
|
|
| 37 |
TRUST CO OF VERMONT |
200 |
17,000 |
0.00% |
|
|
| 38 |
MUFG Americas Holdings Corp |
201 |
17,000 |
0.00% |
|
|
| 39 |
FIRST MANHATTAN CO. LLC. |
260 |
21,000 |
0.00% |
|
|
| 40 |
CAPITAL GUARDIAN TRUST CO |
248 |
21,000 |
0.00% |
|
|
| 41 |
WHITTIER TRUST CO OF NEVADA INC |
284 |
24,000 |
0.00% |
|
|
| 42 |
Tortoise Investment Management, LLC |
300 |
25,000 |
0.00% |
|
|
| 43 |
KANALY TRUST CO |
304 |
25,000 |
0.00% |
|
|
| 44 |
MSI Financial Services Inc |
310 |
26,000 |
0.00% |
|
|
| 45 |
HUNTINGTON NATIONAL BANK |
325 |
27,000 |
0.00% |
|
|
| 46 |
Tower Research Capital LLC (TRC) |
345 |
29,000 |
0.00% |
|
|
| 47 |
Twin Tree Management, LP |
344 |
29,000 |
0.00% |
|
|
| 48 |
VAN ECK ASSOCIATES CORP |
356 |
30,000 |
0.00% |
|
|
| 49 |
First Horizon Advisors, Inc. |
375 |
31,000 |
0.00% |
|
|
| 50 |
Shinko Asset Management Co., Ltd. |
400 |
33,000 |
0.00% |
|
|
