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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 8 Institutional holders with a total value of $93,728,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 FineMark National Bank & Trust 215 8,000 0.01%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 400 15,000 0.02%
4 UBS Group AG 574 21,000 0.02%
5 ROYAL BANK OF CANADA 14,198 518,000 0.55%
6 SG Americas Securities, LLC 71,121 2,595,000 2.77%
7 DEUTSCHE BANK AG\ 76,342 2,785,000 2.97%
8 NORTHERN TRUST CORP 2,405,561 87,786,000 93.66%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.