Dark
Light
System
Security
FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 7 Institutional holders with a total value of $90,934,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 824 30,000 0.03%
3 UBS Group AG 1,401 51,000 0.06%
4 ROYAL BANK OF CANADA 4,683 171,000 0.19%
5 BANK OF AMERICA CORP /DE/ 15,031 549,000 0.60%
6 SG Americas Securities, LLC 74,821 2,735,000 3.01%
7 NORTHERN TRUST CORP 2,391,207 87,398,000 96.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.