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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 7 Institutional holders with a total value of $55,030,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 824 27,000 0.05%
3 UBS Group AG 8,439 273,000 0.50%
4 ROYAL BANK OF CANADA 10,853 351,000 0.64%
5 CITADEL ADVISORS LLC 23,789 770,000 1.40%
6 SG Americas Securities, LLC 38,826 1,257,000 2.28%
7 NORTHERN TRUST CORP 1,616,798 52,352,000 95.13%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.