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FLEXSHARES DYN QUALDIV
FLEXSHARES DYN QUALDIV. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 9 Institutional holders with a total value of $44,574,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 1,056,912 36,411,000 81.69%
2 LPL Financial LLC 134,193 4,633,000 10.39%
3 SG Americas Securities, LLC 38,526 1,327,000 2.98%
4 SOCIETE GENERALE 38,526 1,327,000 2.98%
5 BANK OF AMERICA CORP /DE/ 21,493 740,000 1.66%
6 UBS Group AG 3,201 110,000 0.25%
7 MORGAN STANLEY 500 17,000 0.04%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 265 9,000 0.02%
9 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.