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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 7 Institutional holders with a total value of $46,490,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 UBS Group AG 1,972 70,000 0.15%
3 JANE STREET GROUP, LLC 10,537 378,000 0.81%
4 BANK OF AMERICA CORP /DE/ 21,163 760,000 1.63%
5 SG Americas Securities, LLC 38,680 1,389,000 2.99%
6 LPL Financial LLC 159,840 5,690,000 12.24%
7 NORTHERN TRUST CORP 1,064,446 38,203,000 82.17%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.