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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 18 Institutional holders with a total value of $19,159,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 58 4,000 0.02%
2 BANK OF AMERICA CORP /DE/ 967 73,000 0.38%
3 BANK OF MONTREAL /CAN/ 1,200 91,000 0.47%
4 ENVESTNET ASSET MANAGEMENT INC 1,422 107,000 0.56%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,100 234,000 1.22%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,543 419,000 2.19%
7 Concert Wealth Management Inc. 6,287 475,000 2.48%
8 SOWELL FINANCIAL SERVICES LLC 6,287 475,000 2.48%
9 First Heartland Consultants, Inc. 6,546 494,000 2.58%
10 AUSDAL FINANCIAL PARTNERS, INC. 7,545 570,000 2.98%
11 UBS Group AG 8,971 678,000 3.54%
12 CITADEL ADVISORS LLC 10,017 756,000 3.95%
13 ROYAL BANK OF CANADA 10,050 759,000 3.96%
14 INTERACTIVE FINANCIAL ADVISORS, INC. 11,742 887,000 4.63%
15 Private Advisor Group, LLC 11,779 889,000 4.64%
16 NORTHERN TRUST CORP 1,035,107 981,000 5.12%
17 MORGAN STANLEY 13,698 1,034,000 5.40%
18 JANE STREET GROUP, LLC 135,499 10,233,000 53.41%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.