Dark
Light
System
Security
SEARS CDA INC COM
SEARS CDA INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 60 Institutional holders with a total value of $139,498,300.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 162 0 0.00%
2 REGAL WEALTH GROUP, INC. 135 0 0.00%
3 JPMORGAN CHASE & CO 17 0 0.00%
4 IFP ADVISORS, INC 150 0 0.00%
5 Tarbox Family Office, Inc. 13 0 0.00%
6 Cranbrook Wealth Management, LLC 2 0 0.00%
7 Alexandria Capital, LLC 8 0 0.00%
8 BARCLAYS PLC 50 0 0.00%
9 Creative Planning 135 0 0.00%
10 SRH ADVISORS, LLC 18 0 0.00%
11 FIRST MANHATTAN CO. LLC. 245 0 0.00%
12 Lenox Wealth Management, Inc. 6 0 0.00%
13 MSI Financial Services Inc 59 0 0.00%
14 North Star Investment Management Corp. 26 0 0.00%
15 WHITTIER TRUST CO OF NEVADA INC 132 0 0.00%
16 FARMERS & MERCHANTS INVESTMENTS INC 42 0 0.00%
17 CENTRAL BANK & TRUST CO 24 0 0.00%
18 WHITTIER TRUST CO 150 0 0.00%
19 MUFG Americas Holdings Corp 13 0 0.00%
20 MassMutual Private Wealth & Trust, FSB 67 188 0.00%
21 BNP PARIBAS FINANCIAL MARKETS 199 804 0.00%
22 AMERICAN INTERNATIONAL GROUP, INC. 206 1,000 0.00%
23 THOMPSON DAVIS & CO., INC. 214 1,000 0.00%
24 Checchi Capital Advisers, LLC 464 1,000 0.00%
25 Cable Hill Partners, LLC 35 1,000 0.00%
26 Mraz, Amerine & Associates, Inc. 467 1,308 0.00%
27 US BANCORP \DE\ 801 2,000 0.00%
28 UBS Group AG 1,012 3,000 0.00%
29 PNC FINANCIAL SERVICES GROUP, INC. 1,564 4,000 0.00%
30 BANK OF MONTREAL /CAN/ 1,485 4,000 0.00%
31 BlackRock Institutional Trust Company, N.A. 1,764 5,000 0.00%
32 BANK OF AMERICA CORP /DE/ 2,588 8,000 0.01%
33 Compagnie Lombard Odier SCmA 2,800 8,000 0.01%
34 WELLS FARGO & COMPANY/MN 4,631 13,000 0.01%
35 WOODMONT INVESTMENT COUNSEL LLC 5,371 15,000 0.01%
36 SHELL ASSET MANAGEMENT CO 4,839 18,000 0.01%
37 SG Americas Securities, LLC 10,573 30,000 0.02%
38 ROYAL BANK OF CANADA 10,673 30,000 0.02%
39 BANK OF NOVA SCOTIA 11,421 32,000 0.02%
40 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 11,800 33,000 0.02%
41 CREDIT SUISSE AG/ 15,204 43,000 0.03%
42 DIMENSIONAL FUND ADVISORS LP 19,210 54,000 0.04%
43 BESSEMER GROUP INC 29,708 83,000 0.06%
44 AXA S.A. 30,600 86,000 0.06%
45 GEODE CAPITAL MANAGEMENT, LLC 39,969 112,000 0.08%
46 Swiss National Bank 62,900 172,000 0.12%
47 EDMOND DE ROTHSCHILD HOLDING S.A. 67,796 191,000 0.14%
48 EDMOND DE ROTHSCHILD (SUISSE) S.A. 67,796 191,000 0.14%
49 GOLDMAN SACHS GROUP INC 100,233 280,000 0.20%
50 Connor, Clark & Lunn Investment Management Ltd. 129,050 364,000 0.26%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.