Dark
Light
System
Security
SEARS CDA INC COM
SEARS CDA INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 53 Institutional holders with a total value of $84,657,057.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SYNOVUS FINANCIAL CORP 42 0 0.00%
2 JPMORGAN CHASE & CO 17 0 0.00%
3 BARCLAYS PLC 98 0 0.00%
4 FIRST MANHATTAN CO. LLC. 162 0 0.00%
5 BlackRock Institutional Trust Company, N.A. 1 0 0.00%
6 BESSEMER GROUP INC 5 0 0.00%
7 TORONTO DOMINION BANK 207 0 0.00%
8 ROYAL BANK OF CANADA 73 0 0.00%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 185 0 0.00%
10 WHITTIER TRUST CO 43 0 0.00%
11 FARMERS & MERCHANTS INVESTMENTS INC 42 0 0.00%
12 WHITTIER TRUST CO OF NEVADA INC 132 0 0.00%
13 SRH ADVISORS, LLC 18 0 0.00%
14 North Star Investment Management Corp. 26 0 0.00%
15 BlackRock Finance, Inc. 2 0 0.00%
16 MSI Financial Services Inc 39 0 0.00%
17 Lenox Wealth Management, Inc. 6 0 0.00%
18 Creative Planning 101 0 0.00%
19 Cranbrook Wealth Management, LLC 2 0 0.00%
20 Tarbox Family Office, Inc. 13 0 0.00%
21 IFP ADVISORS, INC 85 0 0.00%
22 REGAL WEALTH GROUP, INC. 135 0 0.00%
23 BRONFMAN E.L. ROTHSCHILD, L.P. 26 0 0.00%
24 ADVISOR GROUP, INC. 17 0 0.00%
25 YORKBRIDGE WEALTH PARTNERS, LLC 42 0 0.00%
26 MassMutual Private Wealth & Trust, FSB 67 114 0.00%
27 BNP PARIBAS FINANCIAL MARKETS 399 943 0.00%
28 US BANCORP \DE\ 801 1,000 0.00%
29 SHELL ASSET MANAGEMENT CO 473 1,000 0.00%
30 PNC FINANCIAL SERVICES GROUP, INC. 1,564 2,000 0.00%
31 Tower Research Capital LLC (TRC) 1,100 2,000 0.00%
32 UBS Group AG 1,811 3,000 0.00%
33 BANK OF AMERICA CORP /DE/ 1,523 3,000 0.00%
34 WELLS FARGO & COMPANY/MN 2,206 4,000 0.00%
35 BANK OF MONTREAL /CAN/ 6,915 12,000 0.01%
36 SG Americas Securities, LLC 10,588 18,000 0.02%
37 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 10,700 18,000 0.02%
38 DIMENSIONAL FUND ADVISORS LP 18,450 31,000 0.04%
39 AXA S.A. 22,800 39,000 0.05%
40 GEODE CAPITAL MANAGEMENT, LLC 41,514 68,000 0.08%
41 Zurcher Kantonalbank (Zurich Cantonalbank) 49,436 82,000 0.10%
42 MORGAN STANLEY 82,619 141,000 0.17%
43 DEUTSCHE BANK AG\ 91,916 155,000 0.18%
44 GOLDMAN SACHS GROUP INC 102,061 174,000 0.21%
45 MAD RIVER INVESTORS 111,666 190,000 0.22%
46 Connor, Clark & Lunn Investment Management Ltd. 117,250 194,000 0.23%
47 RENAISSANCE TECHNOLOGIES LLC 191,865 326,000 0.39%
48 FRANKLIN RESOURCES INC 397,982 658,000 0.78%
49 Chou Associates Management Inc. 775,149 1,304,000 1.54%
50 Horizon Kinetics LLC 994,202 1,690,000 2.00%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.