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ABB LTD
ABB LTD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 329 Institutional holders with a total value of $2,128,011,962.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 27 605 0.00%
2 Gradient Investments LLC 26 1,000 0.00%
3 FineMark National Bank & Trust 60 1,000 0.00%
4 BlackRock Investment Management, LLC 47 1,000 0.00%
5 Cornerstone Advisors, Inc. 67 2,000 0.00%
6 Ground Swell Capital, LLC 100 2,000 0.00%
7 Spot Trading L.L.C 76 2,000 0.00%
8 Clearbridge Investments, LLC 154 3,000 0.00%
9 ROCKEFELLER FINANCIAL SERVICES INC 129 3,000 0.00%
10 Walleye Trading LLC 200 4,000 0.00% Put
11 DUBUQUE BANK & TRUST CO 160 4,000 0.00%
12 Sandy Spring Bank 195 4,000 0.00%
13 Vantage Investment Advisors, LLC 210 5,000 0.00%
14 One Capital Management, LLC 259 6,000 0.00%
15 Capital Advisors, Ltd. LLC 300 6,000 0.00%
16 Hudock, Inc. 284 6,000 0.00%
17 MYCIO WEALTH PARTNERS, LLC 265 6,000 0.00%
18 FARMERS & MERCHANTS INVESTMENTS INC 250 6,000 0.00%
19 Li Winifred I 300 7,000 0.00%
20 BOSTON PRIVATE BANK & TRUST CO 330 7,000 0.00%
21 TOMPKINS FINANCIAL CORP 349 8,000 0.00%
22 BESSEMER GROUP INC 400 9,000 0.00%
23 Focused Wealth Management, Inc 404 9,000 0.00%
24 Hanson & Doremus Investment Management 500 11,000 0.00%
25 REILLY FINANCIAL ADVISORS, LLC 500 11,000 0.00%
26 Crosspoint Capital Strategies, LLC 500 11,000 0.00%
27 Parallax Volatility Advisers, L.P. 500 11,000 0.00% Call
28 Beacon Capital Management, Inc. 500 11,000 0.00%
29 SIGNATUREFD, LLC 475 11,000 0.00%
30 Winslow, Evans & Crocker, Inc. 530 11,880 0.00%
31 ENTERPRISE FINANCIAL SERVICES CORP 630 14,000 0.00%
32 Waverly Advisors, LLC 662 15,000 0.00%
33 Transamerica Financial Advisors, LLC 700 16,000 0.00%
34 Hexavest Inc. 708 16,000 0.00%
35 Archford Capital Strategies, LLC 689 16,000 0.00%
36 First Horizon Advisors, Inc. 761 17,000 0.00%
37 American Research & Management Co. 800 18,000 0.00%
38 WELLS FARGO & COMPANY/MN 178,300 18,000 0.00% Put
39 NEW ENGLAND SECURITIES CORP /MA/ 789 18,000 0.00%
40 Lombard Odier & Cie (Bahamas) Ltd 800 18,000 0.00%
41 TRUST DEPARTMENT MB FINANCIAL BANK N A 845 19,000 0.00%
42 ALLIANCEBERNSTEIN L.P. 1,000 22,000 0.00%
43 PITTENGER & ANDERSON INC 1,000 22,000 0.00%
44 SHAPIRO ROBERT N 1,092 24,000 0.00%
45 LS Investment Advisors, LLC 1,070 24,000 0.00%
46 PRIVATE TRUST CO NA 1,223 27,000 0.00%
47 Parallax Volatility Advisers, L.P. 1,226 27,000 0.00%
48 MUFG Americas Holdings Corp 1,205 27,000 0.00%
49 North Star Investment Management Corp. 1,400 31,000 0.00%
50 UBS AG 1,600 36,000 0.00% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.