| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Creative Planning | 8,000 | 8,000 | 0.99% | PRN | |
| 2 | FIRST MANHATTAN CO. LLC. | 10,000 | 10,000 | 1.24% | PRN | |
| 3 | WELLS FARGO & COMPANY/MN | 30,000 | 30,000 | 3.73% | PRN | |
| 4 | Mariner, LLC | 230,000 | 228,000 | 28.32% | PRN | |
| 5 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 5,000 | 529,000 | 65.71% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
