| # | % | |||||
|---|---|---|---|---|---|---|
| 1001 | Lenox Wealth Advisors, LLC | 65 | 7,000 | 0.00% | ||
| 1002 | DELPHI PRIVATE ADVISORS LLC | 49 | 6,000 | 0.00% | ||
| 1003 | TRUST DEPARTMENT MB FINANCIAL BANK N A | 58 | 6,000 | 0.00% | ||
| 1004 | BALENTINE LLC | 54 | 6,000 | 0.00% | ||
| 1005 | MARK SHEPTOFF FINANCIAL PLANNING, LLC | 43 | 5,000 | 0.00% | ||
| 1006 | Winch Advisory Services, LLC | 37 | 4,000 | 0.00% | ||
| 1007 | CT Financial Advisors LLC | 29 | 3,285 | 0.00% | ||
| 1008 | CUTLER GROUP LLC / CA | 16,100 | 3,000 | 0.00% | Call | |
| 1009 | SONORA INVESTMENT MANAGEMENT, LLC | 20 | 2,266 | 0.00% | ||
| 1010 | CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | 600 | 2,000 | 0.00% | Call | |
| 1011 | CWM, LLC | 21 | 2,000 | 0.00% | ||
| 1012 | Hudock, Inc. | 17 | 1,000 | 0.00% | ||
| 1013 | Kovack Advisors, Inc. | 1 | 0 | 0.00% | Call | |
| 1014 | CUTLER GROUP LLC / CA | 1,300 | 0 | 0.00% | Put | |
| 1015 | M&T BANK CORP | 3 | 0 | 0.00% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
