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ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR
ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 133 Institutional holders with a total value of $654,954,178.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BRONFMAN E.L. ROTHSCHILD, L.P. 77 0 0.00%
2 TORONTO DOMINION BANK 14 0 0.00%
3 Beacon Capital Management, Inc. 12 0 0.00%
4 MASSEY QUICK SIMON & CO., LLC 60 0 0.00%
5 CUTLER GROUP LLC / CA 100 0 0.00% Call
6 Creative Planning 225 1,000 0.00%
7 PARALLEL ADVISORS, LLC 306 2,000 0.00%
8 ENTERPRISE FINANCIAL SERVICES CORP 304 2,000 0.00%
9 MANUFACTURERS LIFE INSURANCE COMPANY, THE 317 2,000 0.00%
10 LS Investment Advisors, LLC 524 3,000 0.00%
11 IFP ADVISORS, INC 615 4,000 0.00%
12 BANK OF MONTREAL /CAN/ 651 4,000 0.00%
13 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 653 4,231 0.00%
14 First Horizon Advisors, Inc. 1,108 6,000 0.00%
15 CUTLER GROUP LLC / CA 1,550 10,000 0.00%
16 QUADRANT CAPITAL GROUP LLC 2,755 14,000 0.00%
17 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 2,501 16,000 0.00%
18 GLENMEDE TRUST CO NA 2,678 17,000 0.00%
19 UBS Group AG 2,800 18,000 0.00% Call
20 Legal & General Group Plc 3,459 22,000 0.00%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,631 30,000 0.00%
22 QS Investors, LLC 5,455 35,000 0.01%
23 BNP PARIBAS FINANCIAL MARKETS 6,635 42,995 0.01%
24 BARCLAYS PLC 8,670 56,000 0.01%
25 Asset Management One Co., Ltd. 9,461 62,000 0.01%
26 Cornerstone Advisors, Inc. 10,733 70,000 0.01%
27 KOCH INDUSTRIES LLC 10,790 70,000 0.01%
28 PNC FINANCIAL SERVICES GROUP, INC. 10,815 71,000 0.01%
29 STIFEL FINANCIAL CORP 11,325 73,000 0.01%
30 FIRST INTERSTATE BANK 11,935 77,000 0.01%
31 Aureus Asset Management, LLC 12,420 78,000 0.01%
32 Bartlett & Co. LLC 12,235 79,000 0.01%
33 M&T BANK CORP 12,337 80,000 0.01%
34 Neuberger Berman Group LLC 12,431 81,000 0.01%
35 ISRAEL DISCOUNT BANK OF NEW YORK 12,500 81,000 0.01%
36 ADVISOR GROUP, INC. 13,028 84,000 0.01%
37 STEPHENS INC /AR/ 12,979 84,000 0.01%
38 EMPIRICAL FINANCE, LLC 13,945 90,000 0.01%
39 US BANCORP \DE\ 13,864 90,000 0.01%
40 Dynamic Technology Lab Private Ltd 14,950 97,000 0.01%
41 R&F CAPITAL ADVISORS LP 15,387 100,000 0.02%
42 Checchi Capital Advisers, LLC 16,534 107,000 0.02%
43 BESSEMER GROUP INC 16,546 107,000 0.02%
44 JANE STREET GROUP, LLC 17,478 113,000 0.02%
45 TEZA CAPITAL MANAGEMENT LLC 17,401 113,000 0.02%
46 TWO SIGMA SECURITIES, LLC 18,191 118,000 0.02%
47 LPL Financial LLC 20,767 135,000 0.02%
48 NUVEEN ASSET MANAGEMENT INC. 22,491 143,000 0.02%
49 Paloma Partners Management Co 23,719 153,000 0.02%
50 FOX RUN MANAGEMENT, L.L.C. 26,300 170,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.