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ADVENT CLAY CONV SEC INCORPORATED FD II
ADVENT CLAY CONV SEC INCORPORATED FD II. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 37 Institutional holders with a total value of $86,774,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 6 0 0.00%
2 WHITTIER TRUST CO 124 1,000 0.00%
3 PENSERRA CAPITAL MANAGEMENT LLC 435 2,000 0.00%
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 400 2,000 0.00%
5 CITIGROUP INC 410 3,000 0.00%
6 MUFG Americas Holdings Corp 517 3,000 0.00%
7 PNC FINANCIAL SERVICES GROUP, INC. 1,165 7,000 0.01%
8 THOMPSON DAVIS & CO., INC. 3,736 23,000 0.03%
9 DUBUQUE BANK & TRUST CO 5,200 32,000 0.04%
10 Thomas J. Herzfeld Advisors, Inc. 7,516 47,000 0.05%
11 US BANCORP \DE\ 9,400 59,000 0.07%
12 AHRENS INVESTMENT PARTNERS LLC 10,278 64,000 0.07%
13 WOLVERINE ASSET MANAGEMENT LLC 13,882 86,000 0.10%
14 AMERIPRISE FINANCIAL INC 14,157 88,000 0.10%
15 Point View Wealth Management, Inc. 14,717 92,000 0.11%
16 ROYAL BANK OF CANADA 24,847 155,000 0.18%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,011 224,000 0.26%
18 OPPENHEIMER & CO INC 48,988 305,000 0.35%
19 ADVISOR GROUP, INC. 66,161 412,000 0.47%
20 1607 Capital Partners, LLC 84,121 524,000 0.60%
21 Shaker Financial Services, LLC 100,474 626,000 0.72%
22 UBS Group AG 112,115 698,000 0.80%
23 LPL Financial LLC 115,311 718,000 0.83%
24 AE WEALTH MANAGEMENT LLC 135,275 843,000 0.97%
25 RAYMOND JAMES & ASSOCIATES 226,965 1,414,000 1.63%
26 Raymond James Financial Services Advisors, Inc. 233,615 1,455,000 1.68%
27 BANK OF AMERICA CORP /DE/ 271,654 1,692,000 1.95%
28 ROBINSON CAPITAL MANAGEMENT, LLC 279,513 1,741,000 2.01%
29 WELLS FARGO & COMPANY/MN 286,767 1,787,000 2.06%
30 PARAMETRIC PORTFOLIO ASSOCIATES LLC 475,229 2,961,000 3.41%
31 ADVENT CAPITAL MANAGEMENT /DE/ 554,000 3,451,000 3.98%
32 MORGAN STANLEY 642,982 4,006,000 4.62%
33 JPMORGAN CHASE & CO 1,003,308 6,251,000 7.20%
34 Advisors Asset Management, Inc. 1,062,398 6,619,000 7.63%
35 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,236,956 7,706,000 8.88%
36 SIT INVESTMENT ASSOCIATES INC 1,657,458 10,326,000 11.90%
37 Saba Capital Management, L.P. 5,192,780 32,351,000 37.28%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.