Dark
Light
System
Security
ADVENT CLAYMORE CV SECS & INCORPORATED
ADVENT CLAYMORE CV SECS & INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 56 Institutional holders with a total value of $149,075,075.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 2 0 0.00%
2 SEI INVESTMENTS CO 116 2,000 0.00%
3 PENSERRA CAPITAL MANAGEMENT LLC 365 5,000 0.00%
4 CITIGROUP INC 353 6,000 0.00%
5 Bartlett & Co. LLC 375 6,000 0.00%
6 MUFG Americas Holdings Corp 469 8,000 0.01%
7 ANCHOR INVESTMENT MANAGEMENT, LLC 500 8,075 0.01%
8 Creative Planning 650 10,000 0.01%
9 THRIVENT FINANCIAL FOR LUTHERANS 600 10,000 0.01%
10 D.A. DAVIDSON & CO. 920 14,000 0.01%
11 Financial Architects, Inc 1,087 18,000 0.01%
12 Avior Wealth Management, LLC 1,350 22,000 0.01%
13 BANK OF MONTREAL /CAN/ 1,500 24,000 0.02%
14 North Star Investment Management Corp. 1,666 27,000 0.02%
15 ZIONS BANCORPORATION 2,010 32,000 0.02%
16 IFP ADVISORS, INC 2,910 47,000 0.03%
17 NINE MASTS CAPITAL Ltd 4,700 76,000 0.05%
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,769 77,000 0.05%
19 PNC FINANCIAL SERVICES GROUP, INC. 5,460 88,000 0.06%
20 THOMPSON DAVIS & CO., INC. 5,659 91,000 0.06%
21 ROYAL BANK OF CANADA 8,447 136,000 0.09%
22 ADVISOR GROUP, INC. 9,595 155,000 0.10%
23 MILLENNIUM MANAGEMENT LLC 10,026 162,000 0.11%
24 Advisory Services Network, LLC 11,244 182,000 0.12%
25 Cetera Advisor Networks LLC 17,297 279,000 0.19%
26 IHT WEALTH MANAGEMENT, LLC 619 289,000 0.19%
27 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 19,058 312,000 0.21%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,305 328,000 0.22%
29 DOLIVER ADVISORS, LP 22,756 368,000 0.25%
30 BAIRD FINANCIAL GROUP, INC. 22,830 369,000 0.25%
31 AMERIPRISE FINANCIAL INC 23,758 384,000 0.26%
32 Commonwealth Equity Services, Inc 29,632 479,000 0.32%
33 CAVALIER INVESTMENTS, LLC 30,784 497,000 0.33%
34 Capital Investment Advisors, LLC 36,266 586,000 0.39%
35 LPL Financial LLC 38,883 628,000 0.42%
36 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 41,239 666,000 0.45%
37 Raymond James Financial Services Advisors, Inc. 58,021 937,000 0.63%
38 Invesco Ltd. 60,597 979,000 0.66%
39 UBS Group AG 78,028 1,260,000 0.85%
40 ROBINSON CAPITAL MANAGEMENT, LLC 104,899 1,694,000 1.14%
41 FIRST TRUST ADVISORS LP 106,982 1,728,000 1.16%
42 Arete Wealth Advisors, LLC 159,160 2,570,000 1.72%
43 Koshinski Asset Management, Inc. 208,343 3,365,000 2.26%
44 GUGGENHEIM CAPITAL LLC 249,374 4,027,000 2.70%
45 Oxbow Advisors, LLC 257,155 4,153,000 2.79%
46 RAYMOND JAMES & ASSOCIATES 258,035 4,167,000 2.80%
47 Windsor Capital Management, LLC 262,190 4,234,000 2.84%
48 EATON VANCE MANAGEMENT 266,060 4,297,000 2.88%
49 MORGAN STANLEY 349,630 5,647,000 3.79%
50 BANK OF AMERICA CORP /DE/ 376,634 6,083,000 4.08%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.