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ADVENT CLAYMORE CV SECS & INCORPORATED
ADVENT CLAYMORE CV SECS & INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 56 Institutional holders with a total value of $149,075,075.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Saba Capital Management, L.P. 2,625,329 42,399,000 28.44%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,040,963 16,812,000 11.28%
3 WELLS FARGO & COMPANY/MN 770,011 12,436,000 8.34%
4 PARAMETRIC PORTFOLIO ASSOCIATES LLC 594,460 9,601,000 6.44%
5 SIT INVESTMENT ASSOCIATES INC 536,675 8,667,000 5.81%
6 Advisors Asset Management, Inc. 472,311 7,628,000 5.12%
7 BANK OF AMERICA CORP /DE/ 376,634 6,083,000 4.08%
8 MORGAN STANLEY 349,630 5,647,000 3.79%
9 EATON VANCE MANAGEMENT 266,060 4,297,000 2.88%
10 Windsor Capital Management, LLC 262,190 4,234,000 2.84%
11 RAYMOND JAMES & ASSOCIATES 258,035 4,167,000 2.80%
12 Oxbow Advisors, LLC 257,155 4,153,000 2.79%
13 GUGGENHEIM CAPITAL LLC 249,374 4,027,000 2.70%
14 Koshinski Asset Management, Inc. 208,343 3,365,000 2.26%
15 Arete Wealth Advisors, LLC 159,160 2,570,000 1.72%
16 FIRST TRUST ADVISORS LP 106,982 1,728,000 1.16%
17 ROBINSON CAPITAL MANAGEMENT, LLC 104,899 1,694,000 1.14%
18 UBS Group AG 78,028 1,260,000 0.85%
19 Invesco Ltd. 60,597 979,000 0.66%
20 Raymond James Financial Services Advisors, Inc. 58,021 937,000 0.63%
21 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 41,239 666,000 0.45%
22 LPL Financial LLC 38,883 628,000 0.42%
23 Capital Investment Advisors, LLC 36,266 586,000 0.39%
24 CAVALIER INVESTMENTS, LLC 30,784 497,000 0.33%
25 Commonwealth Equity Services, Inc 29,632 479,000 0.32%
26 AMERIPRISE FINANCIAL INC 23,758 384,000 0.26%
27 BAIRD FINANCIAL GROUP, INC. 22,830 369,000 0.25%
28 DOLIVER ADVISORS, LP 22,756 368,000 0.25%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,305 328,000 0.22%
30 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 19,058 312,000 0.21%
31 IHT WEALTH MANAGEMENT, LLC 619 289,000 0.19%
32 Cetera Advisor Networks LLC 17,297 279,000 0.19%
33 Advisory Services Network, LLC 11,244 182,000 0.12%
34 MILLENNIUM MANAGEMENT LLC 10,026 162,000 0.11%
35 ADVISOR GROUP, INC. 9,595 155,000 0.10%
36 ROYAL BANK OF CANADA 8,447 136,000 0.09%
37 THOMPSON DAVIS & CO., INC. 5,659 91,000 0.06%
38 PNC FINANCIAL SERVICES GROUP, INC. 5,460 88,000 0.06%
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,769 77,000 0.05%
40 NINE MASTS CAPITAL Ltd 4,700 76,000 0.05%
41 IFP ADVISORS, INC 2,910 47,000 0.03%
42 ZIONS BANCORPORATION 2,010 32,000 0.02%
43 North Star Investment Management Corp. 1,666 27,000 0.02%
44 BANK OF MONTREAL /CAN/ 1,500 24,000 0.02%
45 Avior Wealth Management, LLC 1,350 22,000 0.01%
46 Financial Architects, Inc 1,087 18,000 0.01%
47 D.A. DAVIDSON & CO. 920 14,000 0.01%
48 Creative Planning 650 10,000 0.01%
49 THRIVENT FINANCIAL FOR LUTHERANS 600 10,000 0.01%
50 ANCHOR INVESTMENT MANAGEMENT, LLC 500 8,075 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.