| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROYAL BANK OF CANADA | 513 | 4,000 | 0.01% | ||
| 2 | IFP ADVISORS, INC | 600 | 5,000 | 0.01% | ||
| 3 | Tower Research Capital LLC (TRC) | 833 | 7,000 | 0.01% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,550 | 22,000 | 0.04% | ||
| 5 | ADVISOR GROUP, INC. | 8,300 | 73,000 | 0.13% | ||
| 6 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 14,190 | 124,000 | 0.23% | ||
| 7 | TRUIST FINANCIAL CORP | 17,180 | 150,000 | 0.27% | ||
| 8 | LPL Financial LLC | 37,383 | 327,000 | 0.60% | ||
| 9 | Raymond James Financial Services Advisors, Inc. | 38,312 | 335,000 | 0.61% | ||
| 10 | DOLIVER ADVISORS, LP | 52,950 | 463,000 | 0.84% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 53,177 | 465,000 | 0.85% | ||
| 12 | UBS Group AG | 62,349 | 546,000 | 1.00% | ||
| 13 | URSA FUND MANAGEMENT, LLC | 75,000 | 656,000 | 1.20% | ||
| 14 | CSS LLC/IL | 88,603 | 775,000 | 1.41% | ||
| 15 | Yakira Capital Management, Inc. | 115,555 | 1,011,000 | 1.84% | ||
| 16 | WELLS FARGO & COMPANY/MN | 136,096 | 1,191,000 | 2.17% | ||
| 17 | CLOUGH CAPITAL PARTNERS L P | 162,100 | 1,418,000 | 2.59% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 176,644 | 1,546,000 | 2.82% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 209,330 | 1,832,000 | 3.34% | ||
| 20 | SIT INVESTMENT ASSOCIATES INC | 277,206 | 2,426,000 | 4.43% | ||
| 21 | CITIGROUP INC | 282,799 | 2,474,000 | 4.51% | ||
| 22 | MORGAN STANLEY | 320,141 | 2,802,000 | 5.11% | ||
| 23 | Advisors Asset Management, Inc. | 556,173 | 4,867,000 | 8.88% | ||
| 24 | Bulldog Investors, LLP | 553,318 | 8,305,000 | 15.15% | ||
| 25 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,286,024 | 11,253,000 | 20.53% | ||
| 26 | Saba Capital Management, L.P. | 1,340,954 | 11,733,000 | 21.41% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
