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Carolina Financial Corp
Carolina Financial Corp. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 76 Institutional holders with a total value of $227,045,377.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 864,940 27,955,000 12.31%
2 VANGUARD GROUP INC 523,484 16,919,000 7.45%
3 JANUS HENDERSON GROUP PLC 515,376 16,657,000 7.34%
4 NORTHPOINTE CAPITAL LLC 375,215 12,127,000 5.34%
5 WELLINGTON MANAGEMENT GROUP LLP 369,225 11,933,000 5.26%
6 BANC FUNDS CO LLC 310,661 10,041,000 4.42%
7 SYSTEMATIC FINANCIAL MANAGEMENT LP 298,595 9,651,000 4.25%
8 NEW YORK STATE COMMON RETIREMENT FUND 272,335 8,802,000 3.88%
9 RENAISSANCE TECHNOLOGIES LLC 258,300 8,348,000 3.68%
10 MANUFACTURERS LIFE INSURANCE COMPANY, THE 255,751 8,266,000 3.64%
11 STATE STREET CORP 216,701 7,009,000 3.09%
12 Stieven Capital Advisors, L.P. 213,430 6,898,000 3.04%
13 ALLIANCEBERNSTEIN L.P. 197,935 6,397,000 2.82%
14 MENDON CAPITAL ADVISORS CORP 182,040 5,883,000 2.59%
15 JACOBS ASSET MANAGEMENT, LLC 178,428 5,767,000 2.54%
16 NORTHERN TRUST CORP 156,102 5,045,000 2.22%
17 DIMENSIONAL FUND ADVISORS LP 145,366 4,698,000 2.07%
18 SIENA CAPITAL PARTNERS GP, LLC 136,977 4,427,000 1.95%
19 Opus Capital Group, LLC 124,344 4,019,000 1.77%
20 GEODE CAPITAL MANAGEMENT, LLC 104,604 3,380,000 1.49%
21 Curi Capital, LLC 102,005 3,297,000 1.45%
22 BANK OF AMERICA CORP /DE/ 83,455 2,698,000 1.19%
23 EMERALD MUTUAL FUND ADVISERS TRUST 75,000 2,424,000 1.07%
24 MALTESE CAPITAL MANAGEMENT LLC 69,000 2,230,000 0.98%
25 DEUTSCHE BANK AG\ 58,647 1,894,000 0.83%
26 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 58,600 1,894,000 0.83%
27 Bank of New York Mellon Corp 49,859 1,612,000 0.71%
28 WELLS FARGO & COMPANY/MN 48,069 1,553,000 0.68%
29 MILLENNIUM MANAGEMENT LLC 43,841 1,417,000 0.62%
30 Invesco Ltd. 42,396 1,370,000 0.60%
31 Raymond James Financial Services Advisors, Inc. 40,498 1,309,000 0.58%
32 GUGGENHEIM CAPITAL LLC 38,989 1,259,000 0.55%
33 TIAA CREF INVESTMENT MANAGEMENT LLC 38,864 1,256,000 0.55%
34 FIRST TRUST ADVISORS LP 34,964 1,130,000 0.50%
35 Penn Capital Management Company, LLC 33,783 1,092,000 0.48%
36 Allianz Asset Management GmbH 29,516 954,000 0.42%
37 Spark Investment Management LLC 28,900 934,000 0.41%
38 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 28,900 934,000 0.41%
39 MORGAN STANLEY 28,626 926,000 0.41%
40 CCM INVESTMENT ADVISERS LLC 26,400 853,000 0.38%
41 NICHOLAS HOFFMAN & COMPANY, LLC. 25,977 840,000 0.37%
42 TEACHERS ADVISORS, LLC 25,644 829,000 0.37%
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 25,468 823,000 0.36%
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 21,200 686,000 0.30%
45 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 19,500 630,000 0.28%
46 SouthState Bank Corp 19,200 621,000 0.27%
47 CORNERCAP INVESTMENT COUNSEL INC 18,795 607,000 0.27%
48 Informed Momentum Co LLC 18,239 589,000 0.26%
49 TWO SIGMA INVESTMENTS, LP 16,759 542,000 0.24%
50 Monarch Partners Asset Management LLC 14,800 478,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.