Dark
Light
System
Security
AES CORP
AES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 402 Institutional holders with a total value of $7,778,635,924.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Independent Portfolio Consultants, Inc. 28 0 0.00%
2 NEXT Financial Group, Inc 100 1,000 0.00%
3 ENTERPRISE FINANCIAL SERVICES CORP 96 1,000 0.00%
4 GLENMEDE TRUST CO NA 83 1,000 0.00%
5 Cornerstone Advisors, Inc. 114 1,000 0.00%
6 WealthTrust-Arizona, LLC 100 1,000 0.00%
7 GUPTA WEALTH MANAGEMENT LLC 177 2,000 0.00%
8 BOSTON PRIVATE BANK & TRUST CO 176 2,000 0.00%
9 Gemmer Asset Management LLC 259 3,000 0.00%
10 First Personal Financial Services 186 3,000 0.00%
11 Cable Hill Partners, LLC 247 3,000 0.00%
12 Plante Moran Financial Advisors, LLC 303 4,000 0.00%
13 First Horizon Advisors, Inc. 345 4,000 0.00%
14 JFS WEALTH ADVISORS, LLC 300 4,000 0.00%
15 ACADIAN ASSET MANAGEMENT LLC 472 6,000 0.00%
16 MSI Financial Services Inc 530 7,000 0.00%
17 Tarbox Family Office, Inc. 555 7,000 0.00%
18 Transamerica Financial Advisors, LLC 607 8,000 0.00%
19 ZIONS BANCORPORATION 714 9,000 0.00%
20 Horrell Capital Management, Inc. 1,389 18,000 0.00%
21 Spot Trading L.L.C 1,637 21,000 0.00%
22 HOWE & RUSLING INC 1,616 21,000 0.00%
23 Parallax Volatility Advisers, L.P. 1,624 21,000 0.00%
24 CKW FINANCIAL GROUP 1,719 22,000 0.00%
25 Index Management Solutions, LLC 1,715 22,000 0.00%
26 MUFG Americas Holdings Corp 1,849 24,000 0.00%
27 GLG Partners LP 1,849 24,000 0.00%
28 THOMPSON DAVIS & CO., INC. 1,930 25,000 0.00%
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,010 26,000 0.00%
30 MARKSTON INTERNATIONAL LLC 2,000 26,000 0.00%
31 WOLVERINE ASSET MANAGEMENT LLC 2,243 28,000 0.00%
32 Shinko Asset Management Co., Ltd. 2,257 29,000 0.00%
33 BARCLAYS PLC 2,800 34,000 0.00% Put
34 SIMPLEX TRADING, LLC 2,755 35,000 0.00%
35 Alexandria Capital, LLC 2,716 35,000 0.00%
36 GUARDIAN LIFE INSURANCE CO OF AMERICA 2,828 36,000 0.00%
37 Manchester Capital Management LLC 2,849 36,000 0.00%
38 WEALTHFRONT CORP 2,889 37,000 0.00%
39 Tower Research Capital LLC (TRC) 2,917 37,000 0.00%
40 BESSEMER GROUP INC 2,994 38,000 0.00%
41 SEI INVESTMENTS CO 3,283 40,000 0.00%
42 Smithfield Trust Co 3,254 42,000 0.00%
43 Intersect Capital LLC 3,136 42,000 0.00%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,211 54,000 0.00%
45 GUARDIAN INVESTOR SERVICES LLC 4,465 57,000 0.00%
46 Mizuho Asset Management Co.,Ltd. 4,530 58,000 0.00%
47 FIRST MANHATTAN CO. LLC. 4,650 59,000 0.00%
48 GROUP ONE TRADING LLC 5,035 65,000 0.00%
49 Natixis Investment Managers International 5,419 70,000 0.00%
50 Compagnie Lombard Odier SCmA 5,490 71,000 0.00%
Page 1 of 9

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.