Dark
Light
System
Security
AES CORP
AES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 480 Institutional holders with a total value of $7,239,337,659.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 NN INVESTMENT PARTNERS HOLDINGS N.V. 201,381 2,340,000 0.03%
152 Fiera Capital Corp 201,300 2,339,000 0.03%
153 Airain ltd 200,951 2,335,000 0.03%
154 Gulf International Bank (UK) Ltd 200,445 2,329,000 0.03% SH
155 Allianz Asset Management GmbH 197,774 2,299,000 0.03%
156 TEXAS PERMANENT SCHOOL FUND CORP 197,464 2,295,000 0.03%
157 BTC Capital Management, Inc. 194,507 2,262,000 0.03%
158 BANK OF AMERICA CORP /DE/ 194,200 2,257,000 0.03% Call
159 BARINGS LLC 193,664 2,250,000 0.03%
160 MENTA CAPITAL LLC 188,914 2,195,000 0.03%
161 FDO PARTNERS, LLC 183,338 2,130,000 0.03%
162 Vident Investment Advisory, LLC 180,408 2,096,000 0.03%
163 GLENMEDE TRUST CO NA 179,139 2,080,000 0.03%
164 FIC CAPITAL INC 178,650 2,076,000 0.03%
165 BOGLE INVESTMENT MANAGEMENT L P /DE/ 177,622 2,063,000 0.03%
166 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 176,972 2,056,000 0.03%
167 FIRST TRUST ADVISORS LP 174,867 2,032,000 0.03%
168 HARTFORD INVESTMENT MANAGEMENT CO 172,977 2,010,000 0.03%
169 COMERICA BANK 169,869 1,991,000 0.03%
170 CITIGROUP INC 170,700 1,984,000 0.03% Call
171 Jefferies Group LLC 168,430 1,957,000 0.03%
172 Calvert Investment Management, Inc. 163,714 1,902,000 0.03%
173 FEDERATED HERMES, INC. 163,470 1,900,000 0.03%
174 Arizona State Retirement System 162,978 1,894,000 0.03%
175 CLINTON GROUP INC 159,973 1,859,000 0.03%
176 CAPSTONE INVESTMENT ADVISORS, LLC 159,538 1,853,000 0.03%
177 US BANCORP \DE\ 154,520 1,795,000 0.02%
178 EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 152,577 1,773,000 0.02%
179 HUSSMAN STRATEGIC ADVISORS, INC. 150,000 1,743,000 0.02%
180 CITIGROUP INC 148,949 1,730,000 0.02%
181 FIRST NATIONAL TRUST CO 146,902 1,707,000 0.02%
182 PUBLIC SECTOR PENSION INVESTMENT BOARD 144,837 1,683,000 0.02%
183 CIBC WORLD MARKETS CORP 143,235 1,664,000 0.02%
184 MACQUARIE GROUP LTD 136,500 1,586,000 0.02%
185 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 135,610 1,576,000 0.02%
186 CIGNA INVESTMENT ADVISORY CO INC 135,371 1,573,000 0.02%
187 Zebra Capital Management LLC 131,478 1,528,000 0.02%
188 Point View Wealth Management, Inc. 130,653 1,518,000 0.02%
189 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 129,194 1,500,000 0.02%
190 ONTARIO TEACHERS PENSION PLAN BOARD 127,860 1,486,000 0.02%
191 GLOBEFLEX CAPITAL L P 127,437 1,481,000 0.02%
192 Matarin Capital Management, LLC 126,906 1,474,648 0.02%
193 CAPSTONE ASSET MANAGEMENT CO 126,709 1,472,000 0.02%
194 QUANTUM CAPITAL MANAGEMENT 124,773 1,450,000 0.02%
195 Jefferies Group LLC 123,100 1,430,000 0.02% Call
196 CLEARSTEAD TRUST, LLC 120,537 1,401,000 0.02%
197 Laurion Capital Management LP 120,400 1,399,000 0.02%
198 Utah Retirement Systems 120,354 1,398,000 0.02%
199 Convergence Investment Partners, LLC 119,275 1,386,000 0.02%
200 FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 117,218 1,362,000 0.02%
Page 4 of 10

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.