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ALLIANCE RESOURCE PARTNERS L
ALLIANCE RESOURCE PARTNERS L. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 136 Institutional holders with a total value of $506,004,260.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SIMPLEX TRADING, LLC 22 0 0.00%
2 Carroll Financial Associates, Inc. 0 0 0.00%
3 U S GLOBAL INVESTORS INC 200 4,000 0.00%
4 SONORA INVESTMENT MANAGEMENT, LLC 200 5,000 0.00%
5 Windsor Capital Management, LLC 300 6,000 0.00%
6 Advisory Services Network, LLC 300 7,000 0.00%
7 Winslow, Evans & Crocker, Inc. 400 8,904 0.00%
8 Gradient Investments LLC 400 9,000 0.00%
9 FIRST NATIONAL BANK SIOUX FALLS 400 9,000 0.00%
10 Hillsdale Investment Management Inc. 420 9,000 0.00%
11 Pinnacle Summer Investments, Inc. 470 11,000 0.00%
12 FARMERS & MERCHANTS INVESTMENTS INC 546 12,000 0.00%
13 Kistler-Tiffany Companies, LLC 574 13,000 0.00%
14 Patten Group, Inc. 600 13,356 0.00%
15 ADVANTAGE INVESTMENT MANAGEMENT, LLC 645 14,000 0.00%
16 REILLY FINANCIAL ADVISORS, LLC 610 14,000 0.00%
17 Cordasco Financial Network 795 18,000 0.00%
18 CENTRAL TRUST Co 800 18,000 0.00% PRN
19 CITIGROUP INC 800 18,000 0.00% Call
20 Evercore Wealth Management, LLC 800 18,000 0.00%
21 WHITTIER TRUST CO OF NEVADA INC 920 20,000 0.00%
22 CITIGROUP INC 1,000 22,000 0.00% Put
23 JFS WEALTH ADVISORS, LLC 1,000 22,000 0.00%
24 MSI Financial Services Inc 1,027 23,000 0.00%
25 Formidable Asset Management, LLC 1,100 24,000 0.00%
26 Brookstone Capital Management 1,056 24,000 0.00%
27 NEXT Financial Group, Inc 1,400 31,000 0.01%
28 American Research & Management Co. 1,500 33,000 0.01%
29 ENVESTNET ASSET MANAGEMENT INC 1,715 38,000 0.01%
30 BROOKFIELD Corp /ON/ 1,750 39,000 0.01%
31 CITADEL ADVISORS LLC 1,778 40,000 0.01%
32 HOERTKORN RICHARD CHARLES 1,800 40,000 0.01%
33 FIFTH THIRD BANCORP 1,850 41,000 0.01%
34 GLENMEDE TRUST CO NA 2,041 45,000 0.01%
35 Donald L. Hagan, LLC 2,000 45,000 0.01%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,024 45,000 0.01%
37 QS Investors, LLC 2,874 64,000 0.01%
38 BAILLIE GIFFORD & CO 4,500 100,000 0.02%
39 Quantbot Technologies LP 5,198 115,000 0.02%
40 Regal Investment Advisors LLC 6,586 146,000 0.03%
41 AMERICAN INTERNATIONAL GROUP, INC. 7,226 161,000 0.03%
42 Parkside Financial Bank & Trust 8,000 178,000 0.04%
43 Walleye Trading LLC 8,300 185,000 0.04% Put
44 MCF Advisors LLC 8,646 192,000 0.04%
45 HSBC HOLDINGS PLC 9,142 204,000 0.04%
46 BUSH ODONNELL INVESTMENT ADVISORS INC 9,558 213,000 0.04%
47 INTRUST BANK NA 9,753 217,000 0.04%
48 WADE G W & INC 9,956 222,000 0.04%
49 Rafferty Asset Management, LLC 11,045 246,000 0.05%
50 TRUST DEPARTMENT MB FINANCIAL BANK N A 11,400 254,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.