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ALPHA AND OMEGA SEMICONDUCTOR SHS
ALPHA AND OMEGA SEMICONDUCTOR SHS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 68 Institutional holders with a total value of $115,368,817.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BNP PARIBAS FINANCIAL MARKETS 87 806 0.00%
2 Tower Research Capital LLC (TRC) 61 1,000 0.00%
3 DEUTSCHE BANK AG\ 253 2,000 0.00%
4 Ground Swell Capital, LLC 192 2,000 0.00%
5 BARCLAYS PLC 367 3,000 0.00%
6 BANK OF MONTREAL /CAN/ 430 4,000 0.00%
7 WELLS FARGO & COMPANY/MN 1,538 14,000 0.01%
8 VIRTUS CAPITAL ADVISERS, LLC 1,843 17,000 0.01%
9 BANK OF AMERICA CORP /DE/ 2,400 22,000 0.02%
10 Alexandria Capital, LLC 4,100 38,000 0.03%
11 UBS AG 6,512 61,000 0.05%
12 ACADIAN ASSET MANAGEMENT LLC 7,032 65,000 0.06%
13 ProShare Advisors LLC 10,404 96,000 0.08%
14 PRELUDE CAPITAL MANAGEMENT, LLC 10,700 99,000 0.09%
15 STRS OHIO 10,800 100,000 0.09%
16 SCHRODER INVESTMENT MANAGEMENT GROUP 11,000 101,970 0.09%
17 AMERICAN INTERNATIONAL GROUP, INC. 14,136 131,041 0.11%
18 CREDIT SUISSE AG/ 14,831 138,000 0.12%
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,609 145,000 0.13%
20 JACOBS LEVY EQUITY MANAGEMENT, INC 15,904 147,000 0.13%
21 OXFORD ASSET MANAGEMENT LLP 16,073 149,000 0.13%
22 Spark Investment Management LLC 17,700 163,000 0.14%
23 CITIGROUP INC 18,568 172,000 0.15%
24 PANAGORA ASSET MANAGEMENT INC 19,084 177,000 0.15%
25 RHUMBLINE ADVISERS 23,851 221,000 0.19%
26 TEACHERS ADVISORS, LLC 25,435 236,000 0.20%
27 Invesco Ltd. 25,993 241,000 0.21%
28 MORGAN STANLEY 26,195 243,000 0.21%
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 28,000 260,000 0.23%
30 NOMURA HOLDINGS INC 34,091 312,000 0.27%
31 AMERIPRISE FINANCIAL INC 35,190 326,000 0.28%
32 TWO SIGMA ADVISERS, LP 36,300 337,000 0.29%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 39,411 365,000 0.32%
34 ALLIANCEBERNSTEIN L.P. 40,925 379,000 0.33%
35 GEODE CAPITAL MANAGEMENT, LLC 41,121 381,000 0.33%
36 GOLDMAN SACHS GROUP INC 41,386 384,000 0.33%
37 TWO SIGMA INVESTMENTS, LP 42,816 397,000 0.34%
38 DIALECTIC CAPITAL MANAGEMENT, LP 46,702 433,000 0.38%
39 CITADEL ADVISORS LLC 50,384 467,000 0.40%
40 Capital Impact Advisors, LLC 54,599 506,000 0.44%
41 SYMMETRY PEAK MANAGEMENT LLC 55,209 512,000 0.44%
42 LSV ASSET MANAGEMENT 57,100 529,000 0.46%
43 GAGNON SECURITIES LLC 5,248 549,000 0.48%
44 BlackRock Investment Management, LLC 68,991 640,000 0.55%
45 PARAMETRIC PORTFOLIO ASSOCIATES LLC 71,026 658,000 0.57%
46 D. E. Shaw & Co., Inc. 76,701 711,000 0.62%
47 BLACKROCK ADVISORS LLC 83,556 775,000 0.67%
48 Bank of New York Mellon Corp 83,611 775,000 0.67%
49 Nationwide Fund Advisors 88,194 818,000 0.71%
50 TFS CAPITAL LLC 92,434 857,000 0.74%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.