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ALPHA NATURAL RESOURCES
ALPHA NATURAL RESOURCES. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 180 Institutional holders with a total value of $142,366,996.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Spot Trading L.L.C 355 0 0.00%
2 BARCLAYS PLC 160,600 0 0.00% Put
3 Plante Moran Financial Advisors, LLC 450 0 0.00%
4 WFG Advisors, LP 179 0 0.00%
5 North Star Investment Management Corp. 102 0 0.00%
6 NEXT Financial Group, Inc 180 0 0.00%
7 Avior Wealth Management, LLC 100 0 0.00%
8 CITADEL ADVISORS LLC 2 0 0.00%
9 SYNOVUS FINANCIAL CORP 1 0 0.00%
10 REILLY FINANCIAL ADVISORS, LLC 492 0 0.00%
11 STANCORP INVESTMENT ADVISERS INC 174 0 0.00%
12 BARCLAYS PLC 118,400 0 0.00% Call
13 FARMERS & MERCHANTS INVESTMENTS INC 51 0 0.00%
14 ZIONS BANCORPORATION 79 0 0.00%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 17 0 0.00%
16 SPHINX TRADING, LP 380 0 0.00%
17 WHITTIER TRUST CO 380 0 0.00%
18 BARCLAYS PLC 751,089 0 0.00%
19 GLENMEDE TRUST CO NA 28 0 0.00%
20 CT Financial Advisors LLC 20 20 0.00%
21 First City Capital Management, Inc. 128 128 0.00%
22 Winslow, Evans & Crocker, Inc. 250 250 0.00%
23 BESSEMER GROUP INC 1,000 1,000 0.00%
24 First Horizon Advisors, Inc. 500 1,000 0.00%
25 PANAGORA ASSET MANAGEMENT INC 1,230 1,000 0.00%
26 Hudock, Inc. 1,300 1,000 0.00%
27 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,000 2,000 0.00%
28 WOLVERINE ASSET MANAGEMENT LLC 64 2,000 0.00% Call
29 BANK OF AMERICA CORP /DE/ 2,500 2,000 0.00% Call
30 Focused Wealth Management, Inc 2,610 3,000 0.00%
31 D.A. DAVIDSON & CO. 3,800 3,000 0.00%
32 OPTIMUM INVESTMENT ADVISORS 3,345 3,000 0.00%
33 CAPITAL GUARDIAN TRUST CO 2,502 3,000 0.00%
34 Spot Trading L.L.C 5,100 5,000 0.00% Put
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,000 5,000 0.00%
36 Walleye Trading LLC 4,502 5,000 0.00%
37 US BANCORP \DE\ 6,343 6,000 0.00%
38 TEACHER RETIREMENT SYSTEM OF TEXAS 6,715 7,000 0.00%
39 Hoxton Financial, Inc. 8,398 8,000 0.01%
40 Compagnie Lombard Odier SCmA 9,642 9,000 0.01%
41 PROFUND ADVISORS LLC 10,030 10,000 0.01%
42 LONDON CO OF VIRGINIA 10,000 10,000 0.01%
43 HOURGLASS CAPITAL, LLC 10,000 10,000 0.01%
44 Janney Montgomery Scott LLC 10,905 11,000 0.01%
45 MSI Financial Services Inc 11,108 11,000 0.01%
46 D. E. Shaw & Co., Inc. 11,157 11,000 0.01%
47 CANADA LIFE ASSURANCE Co 12,600 12,000 0.01%
48 USCA RIA LLC 12,700 13,000 0.01%
49 PNC FINANCIAL SERVICES GROUP, INC. 15,205 14,000 0.01%
50 Global X Management CO LLC 13,969 14,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.